BANK MUTUAL CORP 4
4 · BANK MUTUAL CORP · Filed Jun 13, 2013
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
HERR MARK C
Director
Transactions
- Sale
Common Stock
2013-06-12$5.64/sh−805$4,540→ 31,981 total(indirect: By Trust) - Sale
Common Stock
2013-06-13$5.54/sh−3,395$18,823→ 28,586 total(indirect: By Trust)
Holdings
- 11,000
Options to buy
Exercise: $4.82Exp: 2023-01-22→ Common Stock (11,000 underlying) - 80,000
Options to buy
Exercise: $10.67Exp: 2014-05-03→ Common Stock (80,000 underlying) - 15,000
Options to buy
Exercise: $3.39Exp: 2022-01-17→ Common Stock (15,000 underlying) - 9,583
Common Stock
- 6,427(indirect: By Trust)
Common Stock
- 15,000
Options to buy
Exercise: $5.05Exp: 2021-01-18→ Common Stock (15,000 underlying)
Footnotes (6)
- [F1]As trustee of the Herr-Huebner Revocable Trust.
- [F2]As trustee of the Mark Herr & Sarah Herr Revocable Living Trust.
- [F3]Directors Stock Option. The option is fully vested.
- [F4]Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
- [F5]Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
- [F6]Stock option granted under the 2004 Stock Incentive Plan. The options (11,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.