Home/Filings/4/0001209191-13-032094
4//SEC Filing

BANK MUTUAL CORP 4

Accession 0001209191-13-032094

CIK 0001123270operating

Filed

Jun 12, 8:00 PM ET

Accepted

Jun 13, 6:04 PM ET

Size

13.2 KB

Accession

0001209191-13-032094

Insider Transaction Report

Form 4
Period: 2013-06-12
HERR MARK C
Director
Transactions
  • Sale

    Common Stock

    2013-06-12$5.64/sh805$4,54031,981 total(indirect: By Trust)
  • Sale

    Common Stock

    2013-06-13$5.54/sh3,395$18,82328,586 total(indirect: By Trust)
Holdings
  • Options to buy

    Exercise: $4.82Exp: 2023-01-22Common Stock (11,000 underlying)
    11,000
  • Options to buy

    Exercise: $10.67Exp: 2014-05-03Common Stock (80,000 underlying)
    80,000
  • Options to buy

    Exercise: $3.39Exp: 2022-01-17Common Stock (15,000 underlying)
    15,000
  • Common Stock

    9,583
  • Common Stock

    (indirect: By Trust)
    6,427
  • Options to buy

    Exercise: $5.05Exp: 2021-01-18Common Stock (15,000 underlying)
    15,000
Footnotes (6)
  • [F1]As trustee of the Herr-Huebner Revocable Trust.
  • [F2]As trustee of the Mark Herr & Sarah Herr Revocable Living Trust.
  • [F3]Directors Stock Option. The option is fully vested.
  • [F4]Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
  • [F5]Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  • [F6]Stock option granted under the 2004 Stock Incentive Plan. The options (11,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.

Issuer

BANK MUTUAL CORP

CIK 0001123270

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001123270

Filing Metadata

Form type
4
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 6:04 PM ET
Size
13.2 KB