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4//SEC Filing

HARVEST NATURAL RESOURCES, INC. 4

Accession 0001209191-13-033178

CIK 0000845289operating
View on SEC.govCompany Profile

Filed

Jun 19, 8:00 PM ET

Accepted

Jun 20, 5:41 PM ET

Size

12.5 KB

Accession

0001209191-13-033178

Insider Transaction Report

Form 4
Period: 2013-06-18
HARVEST NATURAL RESOURCES, INC.HNR
NESSELRODE KARL L
VP Engineering & Business Dev
Transactions
  • Exercise/Conversion

    Common Stock, $.01 par value per share

    2013-06-18+6,667→ 69,145 total
  • Exercise/Conversion

    Phantom Stock

    2013-06-18−6,667→ 410,301 total
    From: 2013-06-18Exp: 2013-06-18→ Common Stock, $0.1 par value per share (6,667 underlying)
  • Disposition to Issuer

    Common Stock, $.01 par value per share

    2013-06-18$3.10/sh−6,667$20,668→ 62,478 total
Holdings

  • Stock Appreciation Right

    → Common Stock, $0.1 par value per share
    382,634

  • Stock Options

    → Common Stock, $0.1 par value per share
    298,634
Footnotes (6)
  • [F1]Each share of phantom stock is the economic equivalent of one share of HNR common stock. The Company settled such phantom stock for cash. Although reflected in Table I, no common stock was actually acquired or disposed of.
  • [F2]Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
  • [F3]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
  • [F4]Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
  • [F5]Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
  • [F6]Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.

Documents

1 file

Issuer

HARVEST NATURAL RESOURCES, INC.

CIK 0000845289

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000845289

Filing Metadata

Form type
4
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 5:41 PM ET
Size
12.5 KB
View on SEC.gov