Rockville Financial, Inc. /CT/ 4

Accession 0001209191-13-033424

CIK 0001501364operating

View on SEC.gov Company Profile

Filed

Jun 23, 8:00 PM ET

Accepted

Jun 24, 5:11 PM ET

Size

18.4 KB

Accession

0001209191-13-033424

Insider Transaction Report

Form 4

Period: 2013-06-21

Rockville Financial, Inc. /CT/RCKB

Bechtle Scott C

SVP / Rockville Bank

Transactions

Award
Stock Options
2013-06-21+4,945→ 4,945 total
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (4,945 underlying)
Award
Common Stock
2013-06-21+1,358→ 31,427 total
Award
Common Stock
2013-06-21+1,358→ 30,069 total
Award
Stock Options
2013-06-21+14,835→ 14,835 total
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (14,835 underlying)

Holdings

Stock Options
Exercise: $9.41From: 2011-06-01Exp: 2021-06-01→ Common Stock (12,096 underlying)
12,096
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (63,536 underlying)
63,536
Common Stock
(indirect: By Rockville Bank ESOP Plan)
1,672.801
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (22,552 underlying)
22,552
Common Stock
28,711

Footnotes (8)

[F1]Includes 17,783 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
[F2]Includes 5,928 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
[F3]Transaction represents 1,358 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
[F4]Transaction represents 1,358 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
[F5]Shares allocated to the account of Mr. Bechtle under the Rockville Bank Employee Stock Ownership Plan, of which 334.5601 shares are vested as of December 31, 2012
[F6]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on June 1, 2011 and the subsequent vesting on each annual anniversary of that date.
[F7]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
[F8]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Rockville Financial, Inc. /CT/

CIK 0001501364

→

Entity typeoperating

Related Parties

filerCIK 0001501364

Filing Metadata

Form type: 4
Filed: Jun 23, 8:00 PM ET
Accepted: Jun 24, 5:11 PM ET
Size: 18.4 KB

View on SEC.gov