Home/Filings/4/0001209191-13-033435
4//SEC Filing

Rockville Financial, Inc. /CT/ 4

Accession 0001209191-13-033435

CIK 0001501364operating

Filed

Jun 23, 8:00 PM ET

Accepted

Jun 24, 5:20 PM ET

Size

18.5 KB

Accession

0001209191-13-033435

Insider Transaction Report

Form 4
Period: 2013-06-21
Koniecki Stanley S
SVP/Rockville Bank
Transactions
  • Award

    Common Stock

    2013-06-21+1,21618,968 total
  • Award

    Stock Options

    2013-06-21+4,4294,429 total
    Exercise: $13.25From: 2013-06-21Exp: 2023-06-21Common Stock (4,429 underlying)
  • Award

    Stock Options

    2013-06-21+13,28913,289 total
    Exercise: $13.25From: 2013-06-21Exp: 2023-06-21Common Stock (13,289 underlying)
  • Award

    Common Stock

    2013-06-21+1,21620,184 total
Holdings
  • Common Stock

    17,752
  • Stock Options

    Exercise: $9.60From: 2011-05-23Exp: 2021-05-23Common Stock (7,792 underlying)
    7,792
  • Stock Options

    Exercise: $10.99From: 2012-06-21Exp: 2022-06-21Common Stock (50,739 underlying)
    50,739
  • Stock Options

    Exercise: $10.99From: 2012-06-21Exp: 2022-06-21Common Stock (18,009 underlying)
    18,009
  • Common Stock

    (indirect: By Rockville Bank ESOP Plan)
    1,524.868
Footnotes (8)
  • [F1]Includes 13,018 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 1,183 shares withheld by the Issuer for tax withholding purposes.
  • [F2]Includes 4,734 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
  • [F3]Shares allocated to the account of Mr. Koniecki under the Rockville Bank Employee Stock Ownership Plan, of which 304.9735 shares are vested as of December 31, 2012.
  • [F4]Transaction represents 1,216 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
  • [F5]Transaction represents 1,216 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
  • [F6]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on May 23, 2011 and the subsequent vesting on each annual anniversary of that date.
  • [F7]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
  • [F8]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.

Issuer

Rockville Financial, Inc. /CT/

CIK 0001501364

Entity typeoperating

Related Parties

1
  • filerCIK 0001501364

Filing Metadata

Form type
4
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 5:20 PM ET
Size
18.5 KB