4//SEC Filing
Rockville Financial, Inc. /CT/ 4
Accession 0001209191-13-033448
CIK 0001501364operating
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 5:41 PM ET
Size
19.0 KB
Accession
0001209191-13-033448
Insider Transaction Report
Form 4
Santarelli Marino J
EVP/COO Rockville Bank
Transactions
- Award
Common Stock
2013-06-21+1,849→ 27,951 total - Award
Stock Options
2013-06-21+6,730→ 6,730 totalExercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (6,730 underlying) - Award
Stock Options
2013-06-21+20,192→ 20,192 totalExercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (20,192 underlying) - Award
Common Stock
2013-06-21+1,849→ 29,800 total
Holdings
- 26,102
Common Stock
- 22,260
Stock Options
Exercise: $9.71From: 2011-08-05Exp: 2021-07-18→ Common Stock (22,260 underlying) - 1,672.801(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 63,536
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (63,536 underlying) - 22,552
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (22,552 underlying)
Footnotes (9)
- [F1]Includes 3,876 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 4505 shares vest in equal 20% increments, the first 20% became vested on August 5, 2011 and the subsequent vesting will occur on each annual anniversary of his hire date of July 18, 2011. The reported number of shares is net of 629 shares withheld by the Issuer for tax withholding purposes.
- [F2]Includes 16,298 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 17,783 shares will vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 1,485 shares withheld by the Issuer for tax withholding purposes.
- [F3]Includes 5,928 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
- [F4]Shares allocated to the account of Mr. Santarelli under the Rockville Bank Employee Stock Ownership Plan, of which none are vested as of December 31, 2012.
- [F5]Transaction represents 1,849 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
- [F6]Transaction represents 1,849 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
- [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments, the first 20% became exercisable on August 5, 2011 and the subsequent vesting on each annual anniversary of his hire date of July 18, 2011.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeoperating
Related Parties
1- filerCIK 0001501364
Filing Metadata
- Form type
- 4
- Filed
- Jun 23, 8:00 PM ET
- Accepted
- Jun 24, 5:41 PM ET
- Size
- 19.0 KB