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Rockville Financial, Inc. /CT/ 4

Accession 0001209191-13-033453

CIK 0001501364operating
View on SEC.govCompany Profile

Filed

Jun 23, 8:00 PM ET

Accepted

Jun 24, 5:43 PM ET

Size

13.5 KB

Accession

0001209191-13-033453

Insider Transaction Report

Form 4
Period: 2013-06-21
Rockville Financial, Inc. /CT/RCKB
Shaw Marliese L
Other
Transactions
  • Award

    Stock Options

    2013-06-21+4,670→ 4,670 total
    Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (4,670 underlying)
  • Award

    Stock Options

    2013-06-21+14,010→ 14,010 total
    Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (14,010 underlying)
Holdings

  • Common Stock

    (indirect: By Rockville Bank ESOP Plan)
    9,618.946

  • Common Stock

    9,321

  • Stock Options

    Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (9,742 underlying)
    9,742

  • Common Stock

    (indirect: By 401(k))
    8,380.334

  • Stock Options

    Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (27,445 underlying)
    27,445
Footnotes (4)
  • [F1]Includes 9,321 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 10,242 shares will vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 921 shares withheld by the Issuer for tax withholding purposes.
  • [F2]Shares allocated to the account of Ms. Shaw under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of December 31, 2012.
  • [F3]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
  • [F4]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.

Documents

1 file

Issuer

Rockville Financial, Inc. /CT/

CIK 0001501364

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001501364

Filing Metadata

Form type
4
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 5:43 PM ET
Size
13.5 KB
View on SEC.gov