4//SEC Filing
Dolan Co. 4
Accession 0001209191-13-034667
CIK 0001396838operating
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 1:11 PM ET
Size
11.1 KB
Accession
0001209191-13-034667
Insider Transaction Report
Form 4
Dolan Co.NYSE: DM
Stodder Mark W C
EVP-Business Information
Transactions
- Gift
Common Stock
2013-02-15−1,918→ 17,271 total - Gift
8.5% Series B Cumulative Preferred Stock
2013-02-25+260→ 260 total(indirect: By Trust) - Gift
Common Stock
2013-02-15+1,918→ 55,141 total(indirect: By Trust) - Gift
8.5% Series B Cumulative Preferred Stock
2013-02-25−260→ 0 total
Footnotes (3)
- [F1]The 8.5% Series B Cumulative Preferred Stock is convertible into shares of the Company's common stock under the following circumstances: (i) a person, syndicate or group acquires beneficial ownership of more than 50% of the total voting power of the Company's capital stock entitled to vote generally in elections of directors, and (ii) following the closing of such transaction, neither the Company nor the acquiring or surviving entity has a class of common securities (or American Depositary Receipts representing such securities) listed on the NYSE, the NYSE MKT, Nasdaq, or any exchange or quotation system that is a successor to any of the foregoing. In these circumstances, the 8.5% Series B Cumulative Preferred Stock is convertible into a number of common shares of the Company equal to the lesser of (a) the quotient obtained by dividing (1) the $25.00 liquidation preference plus the amount of any accrued and unpaid distributions by (2) the price of the common stock, and (b) 14.285.
- [F2]These shares were previously reported as directly held.
- [F3]These shares are held in living trust for the benefit of Mr. Stodder who is sole beneficiary of these securities.
Documents
Issuer
Dolan Co.
CIK 0001396838
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001396838
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 1:11 PM ET
- Size
- 11.1 KB