4//SEC Filing
Renewable Energy Group, Inc. 4
Accession 0001209191-13-035891
CIK 0001463258operating
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 6:11 PM ET
Size
17.0 KB
Accession
0001209191-13-035891
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock, par value $0.0001
2013-07-05$14.51/sh−59,171$858,293→ 3,478,560 total - Sale
Common Stock, par value $0.0001
2013-07-03$14.49/sh−42,175$611,112→ 3,537,731 total
USRG POWER & BIOFUELS FUND II LP
10% Owner
Transactions
- Sale
Common Stock, par value $0.0001
2013-07-05$14.51/sh−59,171$858,293→ 3,478,560 total - Sale
Common Stock, par value $0.0001
2013-07-03$14.49/sh−42,175$611,112→ 3,537,731 total
USRG Holdco V, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.0001
2013-07-03$14.49/sh−42,175$611,112→ 3,537,731 total - Sale
Common Stock, par value $0.0001
2013-07-05$14.51/sh−59,171$858,293→ 3,478,560 total
USRG Management Company, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.0001
2013-07-03$14.49/sh−42,175$611,112→ 3,537,731 total - Sale
Common Stock, par value $0.0001
2013-07-05$14.51/sh−59,171$858,293→ 3,478,560 total
USRG POWER & BIOFUELS FUND II-A LP
10% Owner
Transactions
- Sale
Common Stock, par value $0.0001
2013-07-03$14.49/sh−42,175$611,112→ 3,537,731 total - Sale
Common Stock, par value $0.0001
2013-07-05$14.51/sh−59,171$858,293→ 3,478,560 total
Koch Jonathan
Director
Transactions
- Sale
Common Stock, par value $0.0001
2013-07-03$14.49/sh−42,175$611,112→ 3,537,731 total - Sale
Common Stock, par value $0.0001
2013-07-05$14.51/sh−59,171$858,293→ 3,478,560 total
Footnotes (8)
- [F1]Sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the selling party on May 30, 2013.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.15 to $14.63, inclusive.
- [F3]The reporting persons undertake to provide to Renewable Energy Group, Inc. (REGI), any security holder of REGI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes of this Form 4.
- [F4]Includes 2,026,693 shares of Common Stock and 755,519 shares of Series B Preferred Stock, which shares are convertible (assuming no accrued and unpaid dividends and no adjustments to the conversion price) into 1,511,038 shares of Common Stock.
- [F5]USRG Power & Biofuels Fund II, LP ("Fund II") and USRG Power & Biofuels Fund II-A, LP ("Fund II-A") are members of USRG Holdco V, LLC. USRG Power & Biofuels Fund II GP, LLC ("Fund II GP") is the general partner of Fund II and Fund II-A. USRG Management Company, LLC ("Management Company") is a manager of USRG Holdco V, LLC and and the management company for Fund II and Fund II-A. Jonathan Koch is a director of the issuer. An affiliate of Mr. Koch is a member of Fund II GP and indirectly a member of Management Company.
- [F6]Fund II, Fund II-A, Fund II GP, Management Company and Mr. Koch may be deemed to indirectly beneficially own the securities of the issuer owned by USRG Holdco V, LLC. Each of Fund II, Fund II-A, Fund II GP, Management Company, and Mr. Koch expressly disclaims beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes, except to the extent of any pecuniary interest therein.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.20 to $14.67, inclusive.
- [F8]Includes 1,967,522 shares of Common Stock and 755,519 shares of Series B Preferred Stock, which shares are convertible (assuming no accrued and unpaid dividends and no adjustments to the conversion price) into 1,511,038 shares of Common Stock.
Documents
Issuer
Renewable Energy Group, Inc.
CIK 0001463258
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001463258
Filing Metadata
- Form type
- 4
- Filed
- Jul 7, 8:00 PM ET
- Accepted
- Jul 8, 6:11 PM ET
- Size
- 17.0 KB