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4//SEC Filing

Rockville Financial, Inc. /CT/ 4

Accession 0001209191-13-035970

CIK 0001501364operating

Filed

Jul 8, 8:00 PM ET

Accepted

Jul 9, 4:06 PM ET

Size

13.5 KB

Accession

0001209191-13-035970

Insider Transaction Report

Form 4
Period: 2013-07-05
Anderson Marisol T
SVP/Rockville Bank
Transactions
  • Tax Payment

    Common Stock

    2013-07-05$13.25/sh294$3,8962,377 total
Holdings
  • Stock Options

    Exercise: $10.99From: 2012-06-21Exp: 2022-06-21Common Stock (2,806 underlying)
    2,806
  • Stock Options

    Exercise: $10.99From: 2012-06-21Exp: 2022-06-21Common Stock (7,904 underlying)
    7,904
  • Stock Options

    Exercise: $13.25From: 2013-06-21Exp: 2023-06-21Common Stock (4,945 underlying)
    4,945
  • Stock Options

    Exercise: $13.25From: 2013-06-21Exp: 2023-06-21Common Stock (1,648 underlying)
    1,648
  • Common Stock

    (indirect: By Spouse)
    624
  • Common Stock

    (indirect: By 401(k))
    4,656.557
  • Common Stock

    (indirect: Rockville Bank ESOP)
    7,470.903
Footnotes (5)
  • [F1]Restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 2,949 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 572 shares withheld by the Issuer for tax withholding purposes.
  • [F2]Transaction representing shares withheld by the Issuer for tax withholding purposes with respect to the vesting of Restricted Stock previously issued to the Reporting Person by the Issuer June 21, 2012 under its 2012 Stock Incentive Award Plan.
  • [F3]Shares allocated to the account of Ms. Anderson under the Rockville Bank Employee Stock Ownership Plan, of which 100% are vested as of December 31, 2012
  • [F4]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
  • [F5]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.

Issuer

Rockville Financial, Inc. /CT/

CIK 0001501364

Entity typeoperating

Related Parties

1
  • filerCIK 0001501364

Filing Metadata

Form type
4
Filed
Jul 8, 8:00 PM ET
Accepted
Jul 9, 4:06 PM ET
Size
13.5 KB