4//SEC Filing
Rockville Financial, Inc. /CT/ 4
Accession 0001209191-13-035976
CIK 0001501364operating
Filed
Jul 8, 8:00 PM ET
Accepted
Jul 9, 4:13 PM ET
Size
16.8 KB
Accession
0001209191-13-035976
Insider Transaction Report
Form 4
Koniecki Stanley S
SVP/Rockville Bank
Transactions
- Tax Payment
Common Stock
2013-07-05$13.25/sh−1,217$16,125→ 18,967 total - Tax Payment
Common Stock
2013-07-05$13.25/sh−109$1,444→ 18,858 total
Holdings
- 50,739
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (50,739 underlying) - 4,429
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (4,429 underlying) - 1,524.868(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 18,009
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (18,009 underlying) - 13,289
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (13,289 underlying) - 7,792
Stock Options
Exercise: $9.60From: 2011-05-23Exp: 2021-05-23→ Common Stock (7,792 underlying)
Footnotes (10)
- [F1]Shares allocated to the account of Mr. Koniecki under the Rockville Bank Employee Stock Ownership Plan, of which 304.9735 shares are vested as of December 31, 2012.
- [F10]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
- [F2]Transaction representing shares withheld by the Issuer for tax withholding purposes with respect to the vesting of Restricted Stock previously issued to the Reporting Person by the Issuer June 21, 2012 under its 2012 Stock Incentive Award Plan.
- [F3]Includes 11,801 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 2400 shares withheld by the Issuer for tax withholding purposes.
- [F4]Includes 4,734 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
- [F5]Includes 1,107 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 109 shares withheld by the Issuer for tax withholding purposes.
- [F6]Includes represents 1,216 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
- [F7]Transaction representing shares withheld by the Issuer for tax withholding purposes with respect to the vesting of Restricted Stock previously issued to the Reporting Person by the Issuer June 21, 2013 under its 2012 Stock Incentive Award Plan.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on May 23, 2011 and the subsequent vesting on each annual anniversary of that date.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeoperating
Related Parties
1- filerCIK 0001501364
Filing Metadata
- Form type
- 4
- Filed
- Jul 8, 8:00 PM ET
- Accepted
- Jul 9, 4:13 PM ET
- Size
- 16.8 KB