4//SEC Filing
Rockville Financial, Inc. /CT/ 4
Accession 0001209191-13-035986
CIK 0001501364operating
Filed
Jul 8, 8:00 PM ET
Accepted
Jul 9, 4:21 PM ET
Size
22.5 KB
Accession
0001209191-13-035986
Insider Transaction Report
Form 4
Lund John T
SVP, CFO, Treasurer
Transactions
- Disposition to Issuer
Common Stock
2013-07-05$13.25/sh−1,301$17,238→ 26,557 total - Disposition to Issuer
Common Stock
2013-07-05$13.25/sh−115$1,524→ 26,442 total
Holdings
- 3,586.946(indirect: By 401(k))
Common Stock
- 14,217
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (14,217 underlying) - 9,479
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (9,479 underlying) - 19,292
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (19,292 underlying) - 54,352
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (54,352 underlying) - 7,825.428(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 6,976
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (6,976 underlying) - 15,689
Stock Options
Exercise: $9.50From: 2011-09-02Exp: 2021-09-02→ Common Stock (15,689 underlying) - 4,739
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (4,739 underlying)
Footnotes (16)
- [F1]Shares allocated to the account of Mr. Lund under the Rockville Bank Employee Stock Ownership Plan, of which 4,695.25674 shares are vested.
- [F10]Includes 1,186 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,301 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number is net of 115 shares withheld by the Issuer for tax withholding purposes.
- [F11]Transaction representing shares withheld by the Issuer for tax withholding purposes with respect to the vesting of Restricted Stock previously issued to the Reporting Person by the Issuer June 21, 2013 under its 2012 Stock Incentive Award Plan.
- [F12]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F13]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F14]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on September 2, 2011 and the subsequent vesting on each annual anniversary of that date.
- [F15]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- [F16]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
- [F2]Transaction representing shares withheld by the Issuer for tax withholding purposes with respect to the vesting of Restricted Stock previously issued to the Reporting Person by the Issuer June 21, 2012 under its 2012 Stock Incentive Award Plan.
- [F3]Includes 1,301 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
- [F4]Includes 200 shares held jointly with wife.
- [F5]Includes 1,484 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 791 shares (226 x 1.5167 exchange ratio became 342 shares in March 2011, plus 449 shares since that time) withheld by the Issuer for tax withholding purposes.
- [F6]Includes 1,811 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 307 shares (77 x 1.5167 exchange ratio became 116 shares in March 2011, plus 348 shares since that time) withheld by the Issuer for tax withholding purposes.
- [F7]Includes 2,645 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,094 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 449 shares withheld by the Issuer for tax withholding purposes.
- [F8]Includes 12,643 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 15,212 shares vest in four equal annual installments of 25%, with the first 25% vesting on June 21, 2012 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 2,569 shares withheld by the Issuer for tax withholding purposes.
- [F9]Includes 5,071 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if Rockville Financial, Inc. meets certain performance goals.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeoperating
Related Parties
1- filerCIK 0001501364
Filing Metadata
- Form type
- 4
- Filed
- Jul 8, 8:00 PM ET
- Accepted
- Jul 9, 4:21 PM ET
- Size
- 22.5 KB