4//SEC Filing
Rockville Financial, Inc. /CT/ 4
Accession 0001209191-13-035992
CIK 0001501364operating
Filed
Jul 8, 8:00 PM ET
Accepted
Jul 9, 4:31 PM ET
Size
12.8 KB
Accession
0001209191-13-035992
Insider Transaction Report
Form 4
Shaw Marliese L
Other
Transactions
- Tax Payment
Common Stock
2013-07-05$13.25/sh−877$11,620→ 8,444 total
Holdings
- 4,670
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (4,670 underlying) - 27,445
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (27,445 underlying) - 14,010
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (14,010 underlying) - 9,618.946(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 8,380.334(indirect: By 401(k))
Common Stock
- 9,742
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (9,742 underlying)
Footnotes (5)
- [F1]Includes 8,444 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 10,242 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 1,798 shares withheld by the Issuer for tax withholding purposes.
- [F2]Transaction representing shares withheld by the Issuer for tax withholding purposes with respect to the vesting of Restricted Stock previously issued to the Reporting Person by the Issuer June 21, 2012 under its 2012 Stock Incentive Award Plan.
- [F3]Shares allocated to the account of Ms. Shaw under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of December 31, 2012.
- [F4]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- [F5]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeoperating
Related Parties
1- filerCIK 0001501364
Filing Metadata
- Form type
- 4
- Filed
- Jul 8, 8:00 PM ET
- Accepted
- Jul 9, 4:31 PM ET
- Size
- 12.8 KB