4//SEC Filing
Rockville Financial, Inc. /CT/ 4
Accession 0001209191-13-035994
CIK 0001501364operating
Filed
Jul 8, 8:00 PM ET
Accepted
Jul 9, 4:35 PM ET
Size
12.2 KB
Accession
0001209191-13-035994
Insider Transaction Report
Form 4
Stanton Howard III
Other
Transactions
- Tax Payment
Common Stock
2013-07-05$13.25/sh−424$5,618→ 7,653 total
Holdings
- 6,593
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (6,593 underlying) - 4,810
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (4,810 underlying) - 2,197
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (2,197 underlying) - 3,957.358(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 13,550
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (13,550 underlying)
Footnotes (5)
- [F1]Includes 4,173 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,056 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 883 shares withheld by the Issuer for tax withholding purposes.
- [F2]Transaction representing shares withheld by the Issuer for tax withholding purposes with respect to the vesting of Restricted Stock previously issued to the Reporting Person by the Issuer June 21, 2012 under its 2012 Stock Incentive Award Plan.
- [F3]Shares allocated to the account of Mr. Stanton under the Rockville Bank Employee Stock Ownership Plan, of which 1,582.9434 shares are vested as of December 31, 2012
- [F4]Stock Options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- [F5]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeoperating
Related Parties
1- filerCIK 0001501364
Filing Metadata
- Form type
- 4
- Filed
- Jul 8, 8:00 PM ET
- Accepted
- Jul 9, 4:35 PM ET
- Size
- 12.2 KB