4//SEC Filing
KEYNOTE SYSTEMS INC 4
Accession 0001209191-13-036110
CIK 0001032761operating
Filed
Jul 9, 8:00 PM ET
Accepted
Jul 10, 4:59 PM ET
Size
16.6 KB
Accession
0001209191-13-036110
Insider Transaction Report
Form 4
Fine Scott A
10% Owner
Transactions
- Sale
Common Stock
2013-07-08$19.99/sh−200,000$3,998,000→ 2,000,000 total(indirect: See notes) - Sale
Common Stock
2013-07-09$19.99/sh−150,000$2,998,500→ 1,850,000 total(indirect: See notes) - Sale
Common Stock
2013-07-09$19.96/sh−50,000$998,000→ 1,800,000 total(indirect: See notes)
Richards Peter J
10% Owner
Transactions
- Sale
Common Stock
2013-07-09$19.99/sh−150,000$2,998,500→ 1,850,000 total(indirect: See notes) - Sale
Common Stock
2013-07-09$19.96/sh−50,000$998,000→ 1,800,000 total(indirect: See notes) - Sale
Common Stock
2013-07-08$19.99/sh−200,000$3,998,000→ 2,000,000 total(indirect: See notes)
Empire Capital Management, L.L.C.
10% Owner
Transactions
- Sale
Common Stock
2013-07-09$19.99/sh−150,000$2,998,500→ 1,850,000 total(indirect: See notes) - Sale
Common Stock
2013-07-08$19.99/sh−200,000$3,998,000→ 2,000,000 total(indirect: See notes) - Sale
Common Stock
2013-07-09$19.96/sh−50,000$998,000→ 1,800,000 total(indirect: See notes)
Empire Capital Partners, L.P.
10% Owner
Transactions
- Sale
Common Stock
2013-07-08$19.99/sh−200,000$3,998,000→ 2,000,000 total(indirect: See notes) - Sale
Common Stock
2013-07-09$19.99/sh−150,000$2,998,500→ 1,850,000 total(indirect: See notes) - Sale
Common Stock
2013-07-09$19.96/sh−50,000$998,000→ 1,800,000 total(indirect: See notes)
Empire GP, LLC
10% Owner
Transactions
- Sale
Common Stock
2013-07-08$19.99/sh−200,000$3,998,000→ 2,000,000 total(indirect: See notes) - Sale
Common Stock
2013-07-09$19.99/sh−150,000$2,998,500→ 1,850,000 total(indirect: See notes) - Sale
Common Stock
2013-07-09$19.96/sh−50,000$998,000→ 1,800,000 total(indirect: See notes)
Footnotes (3)
- [F1]This statment is filed by (i) Empire Capital Management, L.L.C., a Delaware limited liability company ("Empire Management") with respect to the shares of Common Stock directly held by Empire Capital Partners, L.P. ("Empire Onshore"), Empire Capital Partners, Ltd. ("Empire Offshore"), Empire Capital Partners Enhanced Master Fund, Ltd. ("Empire Enhanced Master," and together with Empire Onshore and Empire Offshore, the "Empire Investment Funds") and Charter Oak Partners, L.P. and Charter Oak Partners II, L.P., which are discretionally managed by Empire Management (together, the "Empire Sub-Advised Funds"), (continued in footnote 2)
- [F2](continued from footnote 1) (ii) Empire Onshore with respect to the shares of Common Stock directly held by it; (iii) Empire GP, L.L.C. with respect to the shares of Common Stock held directly by Empire Onshore; (iv) Mr. Scott A. Fine ("Mr. Fine") with respect to the shares of Common Stock directly held by the Empire Investment Funds and the Empire Sub-Advised Funds and (v) Peter J. Richards ("Mr. Richards") with respect to the shares of Common Stock directly held by the Empire Investment Funds and the Empire Sub-Advised Funds.
- [F3]Empire Management serves as the investment manager to, and has discretion over the securities held by, the Empire Investment Funds and the Empire Sub-Advised Funds. Empire GP, L.L.C. serves as general partner to Empire Onshore. Empire GP, L.L.C. has retained Empire Management to serve as investment manager to Empire Onshore. Mr. Fine and Mr. Richards are the only managing members of Empire Management and the only two managing partners of Empire GP, L.L.C. Each of the reporting persons disclaims beneficial ownership of the shares reported herein to the extent such beneficial ownership exceeds its pecuniary interest therein.
Documents
Issuer
KEYNOTE SYSTEMS INC
CIK 0001032761
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001032761
Filing Metadata
- Form type
- 4
- Filed
- Jul 9, 8:00 PM ET
- Accepted
- Jul 10, 4:59 PM ET
- Size
- 16.6 KB