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4//SEC Filing

Alon USA Energy, Inc. 4

Accession 0001209191-13-036678

CIK 0001325955operating

Filed

Jul 14, 8:00 PM ET

Accepted

Jul 15, 6:20 PM ET

Size

7.7 KB

Accession

0001209191-13-036678

Insider Transaction Report

Form 4
Period: 2013-07-11
Hart Claire A
Senior Vice President
Transactions
  • Conversion

    Common Stock

    2013-07-11+48,475254,875 total
  • Conversion

    Subsidiary Stock Exchange Right

    2013-07-1148,475339,324 total
    Common Stock, par value $0.01 per share (48,475 underlying)
Footnotes (1)
  • [F1]On June 20, 2012, Alon Assets, Inc., Alon Operating, Inc. (collectively, the "Subsidiaries"), Alon USA Energy, Inc. (the "Company") and the Reporting Person entered into an agreement whereby the Company agreed to exchange shares of non-voting stock of the Subsidiaries held by the Reporting Person (the "Subsidiary Shares") for up to 581,699 shares of the Company's common stock, par value $0.01 per share. The Subsidiary Shares held by the Reporting Person will be exchanged in 12 equal quarterly installments commencing June 29, 2012, and each such exchange shall be made without regard to the then-current market price of the Company's common stock. Under certain circumstances,the Reporting Person may elect to receive cash in lieu of Company common stock for up to 1/3 of the shares. The exchange rights have no expiration date.

Issuer

Alon USA Energy, Inc.

CIK 0001325955

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001325955

Filing Metadata

Form type
4
Filed
Jul 14, 8:00 PM ET
Accepted
Jul 15, 6:20 PM ET
Size
7.7 KB