4//SEC Filing
SONUS NETWORKS INC 4
Accession 0001209191-13-037327
CIK 0001105472operating
Filed
Jul 18, 8:00 PM ET
Accepted
Jul 19, 5:24 PM ET
Size
12.9 KB
Accession
0001209191-13-037327
Insider Transaction Report
Form 4
Richards Peter J
10% Owner
Transactions
- Sale
Common Stock
2013-07-18$3.32/sh−6,478$21,507→ 33,761,694 total(indirect: See notes) - Sale
Common Stock
2013-07-17$3.30/sh−3,500,000$11,550,000→ 33,774,326 total(indirect: See notes) - Sale
Common Stock
2013-07-18$3.33/sh−6,154$20,493→ 33,768,172 total(indirect: See notes)
Empire Capital Management, L.L.C.
10% Owner
Transactions
- Sale
Common Stock
2013-07-18$3.33/sh−6,154$20,493→ 33,768,172 total(indirect: See notes) - Sale
Common Stock
2013-07-18$3.32/sh−6,478$21,507→ 33,761,694 total(indirect: See notes) - Sale
Common Stock
2013-07-17$3.30/sh−3,500,000$11,550,000→ 33,774,326 total(indirect: See notes)
Fine Scott A
10% Owner
Transactions
- Sale
Common Stock
2013-07-17$3.30/sh−3,500,000$11,550,000→ 33,774,326 total(indirect: See notes) - Sale
Common Stock
2013-07-18$3.32/sh−6,478$21,507→ 33,761,694 total(indirect: See notes) - Sale
Common Stock
2013-07-18$3.33/sh−6,154$20,493→ 33,768,172 total(indirect: See notes)
Footnotes (3)
- [F1]This statement is filed by (i) Empire Capital Management, L.L.C., a Delaware limited liability company ("Empire Management") with respect to the shares of Common Stock directly held by Empire Capital Partners, L.P. ("Empire Onshore"), Empire Capital Partners, Ltd. ("Empire Offshore"), Empire Capital Partners Enhanced Master Fund, Ltd. ("Empire Enhanced Master", and together with Empire Onshore and Empire Offshore, the "Empire Investment Funds"), (ii) Mr. Scott A. Fine ("Mr. Fine") with respect to the shares of Common Stock directly held by the Empire Investment Funds and (iii) Mr. Peter J. Richards ("Mr. Richards") with respect to the shares of Common Stock directly held by the Empire Investment Funds.
- [F2]Empire Management serves as the investment manager to, and has investment discretion over the securities held by, the Empire Investment Funds. Mr. Fine and Mr. Richards are the only managing members of Empire Management. Each of the reporting persons disclaims beneficial ownership of the shares reported herein to the extent such beneficial ownership exceeds its pecuniary interest therein.
- [F3]The shares reported in column 5 exclude certain shares of Common Stock previously reported as to which the reporting persons have never had a pecuniary interest pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended.
Documents
Issuer
SONUS NETWORKS INC
CIK 0001105472
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001105472
Filing Metadata
- Form type
- 4
- Filed
- Jul 18, 8:00 PM ET
- Accepted
- Jul 19, 5:24 PM ET
- Size
- 12.9 KB