4//SEC Filing
RPM INTERNATIONAL INC/DE/ 4
Accession 0001209191-13-037434
$RPMCIK 0000110621operating
Filed
Jul 21, 8:00 PM ET
Accepted
Jul 22, 5:46 PM ET
Size
15.2 KB
Accession
0001209191-13-037434
Insider Transaction Report
Form 4
HOOGENBOOM PAUL G
Sr. VP- Mfg & Operations & CIO
Transactions
- Award
Common Stock, $0.01 par value
2013-07-18+4,102→ 216,951 total - Award
Stock Appreciation Rights
2013-07-18+30,000→ 225,000 totalExercise: $33.80Exp: 2023-07-18→ Common Stock (30,000 underlying) - Award
Common Stock, $0.01 par value
2013-07-18+15,000→ 231,951 total - Tax Payment
Common Stock, $0.01 par value
2013-07-19$34.12/sh−10,169$346,966→ 221,782 total
Holdings
- 1,982(indirect: By 401(k))
Common Stock, $0.01 par value
- 639
Phantom Stock
→ Common Stock (639 underlying)
Footnotes (11)
- [F1]The reporting person was granted 4,102 shares of Common Stock, issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan.
- [F10]Upon cessation of employment in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended.
- [F11]These phantom stock units represent the stock equivalent value of the restricted stock dividends held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended, and dividends accrued thereon.
- [F2]The reporting person was granted 15,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
- [F3]On July 19, 2013, 25,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 10,169 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
- [F4]Includes an aggregate of 10,177 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 44,252 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 45,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 60,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
- [F5]Approximate number of shares held as of July 18, 2013 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
- [F6]The Stock Appreciation Rights vest in four equal annual installments, beginning on July 18, 2014.
- [F7]Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2006 and 2013 and expire 10 years from the date of grant.
- [F8]No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
- [F9]1-for-1
Documents
Issuer
RPM INTERNATIONAL INC/DE/
CIK 0000110621
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000110621
Filing Metadata
- Form type
- 4
- Filed
- Jul 21, 8:00 PM ET
- Accepted
- Jul 22, 5:46 PM ET
- Size
- 15.2 KB