4//SEC Filing
PNC FINANCIAL SERVICES GROUP, INC. 4
Accession 0001209191-13-037625
$PNCCIK 0000713676operating
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 6:00 PM ET
Size
23.9 KB
Accession
0001209191-13-037625
Insider Transaction Report
Form 4
JOHNSON RICHARD J
EVP & Chief Financial Officer
Transactions
- Sale
$5 Par Common Stock
2013-07-19$76.61/sh−20,000$1,532,294→ 95,881 total - Tax Payment
$5 Par Common Stock
2013-07-19$76.50/sh−612$46,821→ 109,520 total - Gift
$5 Par Common Stock
2013-07-19−5,220→ 104,300 total - Exercise/Conversion
Employee Stock Option (Right-to-Buy)
2013-07-19−10,000→ 0 totalExercise: $55.37From: 2006-07-22Exp: 2015-07-22→ $5 Par Common Stock (10,000 underlying) - Exercise/Conversion
$5 Par Common Stock
2013-07-19$53.50/sh+20,000$1,070,000→ 125,881 total - Exercise/Conversion
$5 Par Common Stock
2013-07-19$55.37/sh+10,000$553,650→ 105,881 total - Sale
$5 Par Common Stock
2013-07-19$76.51/sh−10,000$765,074→ 115,881 total - Award
$5 Par Common Stock
2013-07-19+14,251→ 110,132 total - Exercise/Conversion
Employee Stock Option (Right-to-Buy)
2013-07-19−20,000→ 0 totalExercise: $53.50From: 2006-01-25Exp: 2015-01-25→ $5 Par Common Stock (20,000 underlying)
Holdings
- 1,803(indirect: By 401(k))
$5 Par Common Stock
Footnotes (4)
- [F1]Represents restricted stock units, payable solely in stock, granted under the PNC 2006 Incentive Award Plan. These units have no service requirement, but are subject to transfer and other restrictions that expire on the respective first, second, and third anniversaries of the award date of July 19, 2013.
- [F2]Shares have been held to cover the reporting person's tax liability.
- [F3]Includes an aggregate of 342 shares acquired by the reporting person through PNC's Employee Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4.
- [F4]The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The amount of securities beneficially owned reflects 12 shares indirectly acquired for the account of the reporting person under the ISP in transactions exempt from reporting under Rule 16a-3(f)(1)(i)(B) that occurred subsequent to the date of the reporting person's most recent filing on Form 4. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.
Issuer
PNC FINANCIAL SERVICES GROUP, INC.
CIK 0000713676
Entity typeoperating
IncorporatedPA
Related Parties
1- filerCIK 0000713676
Filing Metadata
- Form type
- 4
- Filed
- Jul 22, 8:00 PM ET
- Accepted
- Jul 23, 6:00 PM ET
- Size
- 23.9 KB