4//SEC Filing
Liquid Holdings Group, Inc. 4
Accession 0001209191-13-038948
CIK 0001562594operating
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 3:11 PM ET
Size
5.1 KB
Accession
0001209191-13-038948
Insider Transaction Report
Form 4
STORMS BRIAN M
DirectorChief Executive Officer
Transactions
- Disposition to Issuer
Common Stock
2013-08-02$8.41/sh−105,000$883,575→ 1,521,545 total
Footnotes (2)
- [F1]Reflects the purchase of shares by Liquid Holdings Group, Inc. (the "Company") from Brian Storms as disclosed in the Company's Registration Statement on Form S-1 (Registration No. 333-187859).
- [F2]Includes 506,687 unvested restricted stock units, which will vest in two equal installments on December 1, 2013 and December 1, 2014. Each restricted stock unit represents a right to receive common stock as of the date of vesting.
Documents
Issuer
Liquid Holdings Group, Inc.
CIK 0001562594
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001562594
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 3:11 PM ET
- Size
- 5.1 KB