Liquid Holdings Group, Inc. 4
4 · Liquid Holdings Group, Inc. · Filed Aug 2, 2013
Insider Transaction Report
Form 4
STORMS BRIAN M
DirectorChief Executive Officer
Transactions
- Disposition to Issuer
Common Stock
2013-08-02$8.41/sh−105,000$883,575→ 1,521,545 total
Footnotes (2)
- [F1]Reflects the purchase of shares by Liquid Holdings Group, Inc. (the "Company") from Brian Storms as disclosed in the Company's Registration Statement on Form S-1 (Registration No. 333-187859).
- [F2]Includes 506,687 unvested restricted stock units, which will vest in two equal installments on December 1, 2013 and December 1, 2014. Each restricted stock unit represents a right to receive common stock as of the date of vesting.