4//SEC Filing
Rockville Financial, Inc. /CT/ 4
Accession 0001209191-13-039208
CIK 0001501364operating
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 4:29 PM ET
Size
12.1 KB
Accession
0001209191-13-039208
Insider Transaction Report
Form 4
Stanton Howard III
Other
Transactions
- Purchase
Common Stock
2013-08-01$13.19/sh+100$1,319→ 7,753 total
Holdings
- 4,810
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (4,810 underlying) - 13,550
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (13,550 underlying) - 2,197
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (2,197 underlying) - 6,593
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (6,593 underlying) - 3,957.358(indirect: By Rockville Bank ESOP Plan)
Common Stock
Footnotes (5)
- [F1]Open market purchase pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F2]Includes 4,173 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,056 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 883 shares withheld by the Issuer for tax withholding purposes.
- [F3]Shares allocated to the account of Mr. Stanton under the Rockville Bank Employee Stock Ownership Plan, of which 1,582.9434 shares are vested as of December 31, 2012
- [F4]Stock Options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- [F5]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeoperating
Related Parties
1- filerCIK 0001501364
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 4:29 PM ET
- Size
- 12.1 KB