4//SEC Filing
Rockville Financial, Inc. /CT/ 4
Accession 0001209191-13-039508
CIK 0001501364operating
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 5:44 PM ET
Size
16.9 KB
Accession
0001209191-13-039508
Insider Transaction Report
Form 4
Rosner Laurie A
Other
Transactions
- Exercise/Conversion
Common Stock
2013-08-05$6.09/sh+2,600$15,834→ 2,600 total - Exercise of In-Money
Stock Options
2013-08-05−2,600→ 0 totalExercise: $6.09From: 2009-03-16Exp: 2013-08-19→ Common Stock (2,600 underlying) - Sale
Common Stock
2013-08-05$13.30/sh−2,600$34,580→ 0 total
Holdings
- 23,294
Common Stock
- 9,814(indirect: By Spouse)
Common Stock
- 3,505(indirect: By Spouse)
Common Stock
- 15,031.224(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 160(indirect: By IRA)
Common Stock
- 29,682.7(indirect: By 401(k))
Common Stock
Footnotes (10)
- [F1]Includes 5,120 shares held jointly with husband.
- [F10]The expiration date has been amended to 90 days from Ms. Rosner's termination date of May 21, 2013 in accordance with the 2006 Stock Incentive Award Plan.
- [F2]Includes 5,972 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 6,000 shares (x 1.5167 exchange ratio became 9,100 shares) will became vested in equal 20% increments over a five year period, with the first 20% vesting on December 6, 2006 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 3,128 shares (2,062 shares x 1.5167 exchange ratio became 3,128 shares in March 2011).
- [F3]Includes 1,420 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) will become vested in equal 20% increments over a five year period, with the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 855 shares (226 shares x 1.5167 exchange ratio became 342 shares in March 2011, plus 513 shares since that time) withheld by the Issuer for tax withholding purposes.
- [F4]Includes 1,838 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 284 shares (77 shares x 1.5167 exchange ratio became 116 shares in March 2011, plus 321 shares since that time) withheld by the Issuer for tax withholding purposes.
- [F5]Includes 1,140 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,344 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 204 shares withheld by the Issuer for tax withholding purposes.
- [F6]Includes 3,601 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 3,933 shares vest in four equal annual installments of 25%, the first 25% vesting on June 21, 2012 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 332 shares withheld by the Issuer for tax withholding purposes.
- [F7]Includes 3,807 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 4,000 shares (x 1.5167 exchange ratio became 6,066 shares) will become vested in equal 20% increments over a five year period, with the first 20% vesting on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 2,259 shares (1,188 shares x 1.5167 exchange ratio became 1,801 shares in March 2011, plus 458 shares since that time) withheld by the Issuer for tax withholding purposes.
- [F8]Shares allocated to the account of Ms. Rosner under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeoperating
Related Parties
1- filerCIK 0001501364
Filing Metadata
- Form type
- 4
- Filed
- Aug 5, 8:00 PM ET
- Accepted
- Aug 6, 5:44 PM ET
- Size
- 16.9 KB