4//SEC Filing
Allison Executive Investco II LLC 4
Accession 0001209191-13-040665
CIK 0001411207other
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 5:28 PM ET
Size
20.1 KB
Accession
0001209191-13-040665
Insider Transaction Report
Form 4
ONEX CORP
10% Owner
Transactions
- Sale
Common Stock
2013-08-12$21.18/sh−11,902,500$252,035,438→ 63,446,249 total(indirect: See footnotes)
SCHWARTZ GERALD W
10% Owner
Transactions
- Sale
Common Stock
2013-08-12$21.18/sh−11,902,500$252,035,438→ 63,446,249 total(indirect: See footnotes)
Allison Executive Investco LLC
10% Owner
Transactions
- Sale
Common Stock
2013-08-12$21.18/sh−11,902,500$252,035,438→ 63,446,249 total(indirect: See footnotes)
Onex American Holdings II LLC
10% Owner
Transactions
- Sale
Common Stock
2013-08-12$21.18/sh−11,902,500$252,035,438→ 63,446,249 total(indirect: See footnotes)
Onex American Holdings GP LLC
10% Owner
Transactions
- Sale
Common Stock
2013-08-12$21.18/sh−11,902,500$252,035,438→ 63,446,249 total(indirect: See footnotes)
Allison Executive Investco II LLC
10% Owner
Transactions
- Sale
Common Stock
2013-08-12$21.18/sh−11,902,500$252,035,438→ 63,446,249 total(indirect: See footnotes)
Onex American Holdings Subco LLC
10% Owner
Transactions
- Sale
Common Stock
2013-08-12$21.18/sh−11,902,500$252,035,438→ 63,446,249 total(indirect: See footnotes)
OAH Wind LLC
10% Owner
Transactions
- Sale
Common Stock
2013-08-12$21.18/sh−11,902,500$252,035,438→ 63,446,249 total(indirect: See footnotes)
Onex Allison Holding Ltd S.A.R.L.
10% Owner
Transactions
- Sale
Common Stock
2013-08-12$21.18/sh−11,902,500$252,035,438→ 63,446,249 total(indirect: See footnotes)
Footnotes (5)
- [F1]Includes: (i) 28,683,478 shares of common stock held by Onex Partners II LP; (ii) 19,283,704 shares of common stock held by Onex Allison Holding Limited S.a R.L.; (iii) 13,521,331 shares of common stock held by Onex Allison Co-Invest LP; (iv) 540,367 shares of common stock held by Onex US Principals LP; and (v) 269,594 shares of common stock held by Onex Partners II GP LP.
- [F2]Onex Corporation may be deemed to beneficially own the common stock held by (a) Onex Partners II LP, through Onex Corporation's ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners II GP LP, the general partner of Onex Partners II LP; (b) Onex Allison Holding Limited S.a R.L., through Onex Corporation's ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of each of Allison Executive Investco LLC, which owns all of the equity of Allison Executive Investco II LLC, and Onex American Holdings Subco LLC, which owns all of the equity of OAH Wind LLC, which OAH Wind LLC and Allison Executive Investco II LLC own all of the equity of Onex Allison Holding Limited S.a R.L.; (continued)
- [F3](c) Onex Allison Co-Invest LP, through Onex Corporation's ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners II GP LP, the general partner of Onex Allison Co-Invest LP; (d) Onex US Principals LP, through Onex Corporation's ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP; and (e) Onex Partners II GP LP, through Onex Corporation's ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners II GP LP.
- [F4]New PCo Investments Ltd. is the record holder of 1,361,911 shares of common stock and 1,185 shares of non-voting common stock. 1597257 Ontario Inc., the sole shareholder of New PCo Investments Ltd., is an independent entity that is controlled by Mr. Gerald W. Schwartz. Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, owns shares representing a majority of the voting rights of the shares of Onex Corporation and as such may be deemed to beneficially own all of the common stock owned beneficially by Onex Corporation. Mr. Schwartz disclaims any such beneficial ownership. Mr. Schwartz has indirect voting and investment control of Onex Corporation.
- [F5]Due to the limitations of the electronic filing system, Onex Partners GP Inc., Onex US Principals LP, Onex Partners II GP LP, Onex Allison Co-Invest LP, Onex Partners II LP, 1597257 Ontario Inc. and New PCo Investments Ltd. are filing a separate Form 4.
Documents
Issuer
Allison Transmission Holdings Inc
CIK 0001411207
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001544362
Filing Metadata
- Form type
- 4
- Filed
- Aug 13, 8:00 PM ET
- Accepted
- Aug 14, 5:28 PM ET
- Size
- 20.1 KB