4//SEC Filing
Roadrunner Transportation Systems, Inc. 4
Accession 0001209191-13-041642
CIK 0001440024operating
Filed
Aug 20, 8:00 PM ET
Accepted
Aug 21, 4:10 PM ET
Size
8.2 KB
Accession
0001209191-13-041642
Insider Transaction Report
Form 4
RUED SCOTT D
DirectorChairman of the Board10% Owner
Transactions
- Sale
Common Stock
2013-08-19$25.58/sh−2,800,000$71,631,000→ 10,446,625 total(indirect: See Footnote)
Holdings
- 70,000
Common Stock
Footnotes (5)
- [F1]Represents 2,286,165 shares of common stock sold by Thayer Equity Investors V, L.P. ("Thayer"); 4,789 shares of common stock sold by TC Roadrunner-Dawes Holdings, L.L.C. ("TC Roadrunner"); 4,806 shares of common stock sold by TC Sargent Holdings, L.L.C. ("TC Sargent"); 497,034 shares of common stock sold by HCI Equity Partners III, L.P. (f/k/a Thayer | Hidden Creek Partners II, L.P.) ("Partners III"); and 7,206 shares of common stock sold by HCI Co-Investors III, L.P. (f/k/a THC Co-Investors II, L.P.) ("Co-Investors III").
- [F2]Represents 8,529,540 shares of common stock held by Thayer; 17,869 shares of common stock held by TC Roadrunner; 17,932 shares of common stock held by TC Sargent; 1,854,401 shares held by Partners III; and 26,883 shares held by Co-Investors III.
- [F3]HC Equity Partners V, L.L.C. ("HC Equity") is the general partner of Thayer and HCI Equity Partners, L.L.C. ("HCI Equity Partners") is the managing member of HC Equity. TC Co-Investors V, L.L.C. ("Investors") is the managing member of each of TC Sargent and TC Roadrunner. HCI Equity Management, L.P. ("Management") is the sole manager of Investors, and HCI Equity Partners is the general partner of Management. HCI Management III, L.P. ("HCI Management III") is the general partner of Partners III and Co-Investors III, and HCI Equity Partners is the general partner of HCI Management III. As such, HC Equity, Investors, Management, HCI Management III, and HCI Equity Partners may be deemed to be beneficial owners of the shares reported in Table I. [CONTINUED IN FOOTNOTE 4]
- [F4][CONTINUED FROM FOOTNOTE 3] Each of HC Equity, Investors, Management, HCI Management III, and HCI Equity Partners expressly disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein. The filing of this form should not be deemed an admission that HC Equity, Investors, Management, HCI Management III, or HCI Equity Partners is, for Section 16 purposes or otherwise, the beneficial owner of such shares.
- [F5]The Reporting Person expressly disclaims beneficial ownership of the shares reported in Table I, except to the extent of his pecuniary interest therein. The filing of this form should not be deemed an admission that the Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of such shares
Documents
Issuer
Roadrunner Transportation Systems, Inc.
CIK 0001440024
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001440024
Filing Metadata
- Form type
- 4
- Filed
- Aug 20, 8:00 PM ET
- Accepted
- Aug 21, 4:10 PM ET
- Size
- 8.2 KB