4//SEC Filing
Carbonite Inc 4
Accession 0001209191-13-042708
CIK 0001340127operating
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 4:39 PM ET
Size
20.3 KB
Accession
0001209191-13-042708
Insider Transaction Report
Form 4
Carbonite IncCARB
KUMARESAN SWAMI
SVP and GM, Consumer
Transactions
- Exercise/Conversion
Common Stock
2013-08-29$0.66/sh+1,407$929→ 64,675 total - Sale
Common Stock
2013-08-29$14.97/sh−38,126$570,769→ 63,268 total - Exercise/Conversion
Common Stock
2013-08-29$2.64/sh+4,750$12,540→ 101,394 total - Exercise/Conversion
Stock Option (right to buy)
2013-08-29−11,719→ 0 totalExercise: $1.26From: 2011-02-14Exp: 2018-02-14→ Common Stock (11,719 underlying) - Exercise/Conversion
Stock Option (right to buy)
2013-08-29−1,407→ 0 totalExercise: $0.66From: 2011-08-09Exp: 2017-01-29→ Common Stock (1,407 underlying) - Exercise/Conversion
Stock Option (right to buy)
2013-08-29−4,750→ 32,750 totalExercise: $2.64Exp: 2019-11-14→ Common Stock (4,750 underlying) - Exercise/Conversion
Common Stock
2013-08-29$1.26/sh+11,719$14,766→ 76,394 total - Exercise/Conversion
Common Stock
2013-08-29$1.31/sh+20,250$26,528→ 96,644 total - Exercise/Conversion
Stock Option (right to buy)
2013-08-29−20,250→ 0 totalExercise: $1.31From: 2013-02-26Exp: 2019-02-26→ Common Stock (20,250 underlying)
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2013.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.50 to $15.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]This option is currently exercisable for 30,406 shares of common stock, after giving effect to the transactions reported on this Form 4. This option will become exercisable as to the remaining underlying shares of common stock on November 14, 2013.
Documents
Issuer
Carbonite Inc
CIK 0001340127
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001340127
Filing Metadata
- Form type
- 4
- Filed
- Sep 2, 8:00 PM ET
- Accepted
- Sep 3, 4:39 PM ET
- Size
- 20.3 KB