4//SEC Filing
Dr Pepper Snapple Group, Inc. 4
Accession 0001209191-13-043401
$KDPCIK 0001418135operating
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 5:21 PM ET
Size
20.6 KB
Accession
0001209191-13-043401
Insider Transaction Report
Form 4
Barry Tina
Senior VIce President
Transactions
- Other
Common Stock
2013-07-05+156→ 19,215 total - Other
Employee Stock Option
2013-09-04$43.82/sh−12,478$546,786→ 2,550 totalExercise: $43.82→ Common Stock (12,478 underlying) - Other
Restricted Stock Unit
2013-09-04−4,005→ 819 total→ Common Stock (4,005 underlying) - Other
Employee Stock Option
2013-09-04$37.80/sh−8,436$318,881→ 2,872 totalExercise: $37.80→ Common Stock (8,436 underlying) - Other
Employee Stock Option
2013-09-04$36.42/sh−2,964$107,949→ 3,085 totalExercise: $36.42→ Common Stock (2,964 underlying) - Other
Restricted Stock Unit
2013-09-04−1,363→ 6,978 total→ Common Stock (1,363 underlying) - Other
Restricted Stock Unit
2013-09-04−3,871→ 3,921 total→ Common Stock (3,871 underlying)
Footnotes (8)
- [F1]The reporting person is participating in DPS Direct Invest, the Issuer's dividend reinvestment stock purchase program. These shares were acquired with the dividend paid to the reporting person on July 5, 2013 pursuant to the Issuer's DPS Direct Invest Prospectus dated December 10, 2012.
- [F2]Reporting Person left the employ of the Issuer on September 4, 2013 (the "Separation Date"). Pursuant to the terms of the Nonqualified Stock Option Agreement (the "Option Agreement") executed in connection with the option grant made by the Issuer to the Reporting Person on 3/2/2011,options to purchase 3,085 shares of the Issuer's common stock (the "Stock") vested on the Separation Date and the options to purchase the remaining 2,964 unvested shares of stock were forfeited.
- [F3]Pursuant to the terms of the Option Agreement executed in connection with the option grant made by the Issuer to the Reporting Person on 3/2/2012,options to purchase 2,872 shares of the Stock vested on the Separation Date and the options to purchase the remaining 8,436 unvested shares of stock were forfeited.
- [F4]Pursuant to the terms of the Option Agreement executed in connection with the option grant made by the Issuer to the Reporting Person on 3/2/2013,options to purchase 2,550 shares of the Stock vested on the Separation Date and the options to purchase the remaining 12,478 unvested shares of stock were forfeited.
- [F5]Each restricted stock unit represents a contingent right to receive one share of the Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
- [F6]Pursuant to the terms of the Restricted Stock Unit Agreement (the "RSU Agreement")between the Issuer and the Reporting Person, 1,363 of the restricted stock units awarded on 3/2/2011 have been forfeited. The remaining 6,978 restricted stock units vested on the Separation Date and shall be issued to the Reporting Person pursuant to the RSU Agreement.
- [F7]Pursuant to the terms of the RSU Agreement between the Issuer and the Reporting Person, 3,871 restricted stock units awarded on 3/2/2012 have been forfeited. The remaining 3,921 restricted stock units vested on the Separation Date and shall be issued to the Reporting Person pursuant to the RSU Agreement.
- [F8]Pursuant to the terms of the RSU Agreement between the Issuer and the Reporting Person, 4,005 restricted stock units awarded on 3/2/2013 have been forfeited. The remaining 819 restricted stock units vested on the Separation Date and shall be issued to the Reporting Person pursuant to the RSU Agreement.
Documents
Issuer
Dr Pepper Snapple Group, Inc.
CIK 0001418135
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001418135
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 5:21 PM ET
- Size
- 20.6 KB