Home/Filings/4/0001209191-13-043970
4//SEC Filing

SCIENTIFIC LEARNING CORP 4

Accession 0001209191-13-043970

CIK 0001042173operating

Filed

Sep 11, 8:00 PM ET

Accepted

Sep 12, 1:42 PM ET

Size

17.3 KB

Accession

0001209191-13-043970

Insider Transaction Report

Form 4
Period: 2013-09-10
Transactions
  • Exercise/Conversion

    Restricted Stock Unit

    2013-09-103121,563 total
    Common Stock (312 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2013-09-10312313 total
    Common Stock (312 underlying)
  • Exercise/Conversion

    Common Stock

    2013-09-10+312504,894 total
  • Exercise/Conversion

    Common Stock

    2013-09-10+312505,518 total
  • Exercise/Conversion

    Common Stock

    2013-09-10+312505,206 total
  • Exercise/Conversion

    Restricted Stock Unit

    2013-09-10312938 total
    Common Stock (312 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    133,000
Footnotes (5)
  • [F1]Issued on vesting of restricted stock units issued under the Company's 1999 Equity Incentive Plan.
  • [F2]Shares are directly owned by the Colleen Osburn 1998 Irrevocable Trust, of which the reporting person is a trustee and beneficiary. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein.
  • [F3]On January 1, 2011, the reporting person received 1,875 restricted stock units under the Issuer's 1999 Equity Incentive Plan. The restricted stock units will vest in six equal installments over a three year period, at approximately six-month intervals, on the Company's regular RSU vesting dates. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.
  • [F4]On January 1, 2013, the reporting person received 1,875 restricted stock units under the Issuer's 1999 Equity Incentive Plan. The restricted stock units will vest in six equal installments over a three year period, at approximately six-month intervals, on the Company's regular RSU vesting dates. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.
  • [F5]On January 1, 2012, the reporting person received 1,875 restricted stock units under the Issuer's 1999 Equity Incentive Plan. The restricted stock units will vest in six equal installments over a three year period, at approximately six-month intervals, on the Company's regular RSU vesting dates. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

Issuer

SCIENTIFIC LEARNING CORP

CIK 0001042173

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001042173

Filing Metadata

Form type
4
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 1:42 PM ET
Size
17.3 KB