4//SEC Filing
HOME BANCSHARES INC 4
Accession 0001209191-13-044195
$HOMBCIK 0001331520operating
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 4:46 PM ET
Size
17.1 KB
Accession
0001209191-13-044195
Insider Transaction Report
Form 4
Birch Robert F Jr
Twin City Bank President & CEO
Transactions
- Exercise/Conversion
Stock Option
2013-09-11−24,191→ 0 totalExercise: $4.34From: 2003-11-30Exp: 2013-11-30→ Common Stock (24,191 underlying) - Exercise/Conversion
Common Stock
2013-09-11$4.34/sh+24,191$104,989→ 40,019.675 total - Sale
Common Stock
2013-09-11$27.78/sh−9,500$263,948→ 30,519.675 total
Holdings
- 6,300
Common Stock - Restricted
- 99,973.793(indirect: By Trust)
Common Stock
- 1,369.975(indirect: By Spouse)
Common Stock
- 24,191
Stock Option
Exercise: $4.34From: 2004-11-30Exp: 2014-11-30→ Common Stock (24,191 underlying) - 23,560.566(indirect: By 401(k))
Common Stock
- 29,651
Performance Stock Option
Exercise: $5.54From: 2010-01-01Exp: 2016-03-13→ Common Stock (29,651 underlying) - 4,000
Common Stock - Performance Based
- 6,196.311(indirect: By IRA)
Common Stock
Footnotes (12)
- [F1]Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd.
- [F10]The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
- [F11]The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
- [F12]Includes 41.975 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- [F2]Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
- [F3]Includes 238.958 shares acquired by the Home BancShares, Inc. 401(k) Plan since the last filing.
- [F4]Includes 344.6611 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- [F5]The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
- [F6]Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
- [F7]Includes 1019.805 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- [F8]Includes 63.105 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- [F9]The reporting person had 3,770 shares (split adjusted) vest since the last filing.
Documents
Issuer
HOME BANCSHARES INC
CIK 0001331520
Entity typeoperating
IncorporatedAR
Related Parties
1- filerCIK 0001331520
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 4:46 PM ET
- Size
- 17.1 KB