Home/Filings/4/0001209191-13-044195
4//SEC Filing

HOME BANCSHARES INC 4

Accession 0001209191-13-044195

$HOMBCIK 0001331520operating

Filed

Sep 12, 8:00 PM ET

Accepted

Sep 13, 4:46 PM ET

Size

17.1 KB

Accession

0001209191-13-044195

Insider Transaction Report

Form 4
Period: 2013-09-11
Birch Robert F Jr
Twin City Bank President & CEO
Transactions
  • Exercise/Conversion

    Stock Option

    2013-09-1124,1910 total
    Exercise: $4.34From: 2003-11-30Exp: 2013-11-30Common Stock (24,191 underlying)
  • Exercise/Conversion

    Common Stock

    2013-09-11$4.34/sh+24,191$104,98940,019.675 total
  • Sale

    Common Stock

    2013-09-11$27.78/sh9,500$263,94830,519.675 total
Holdings
  • Common Stock - Restricted

    6,300
  • Common Stock

    (indirect: By Trust)
    99,973.793
  • Common Stock

    (indirect: By Spouse)
    1,369.975
  • Stock Option

    Exercise: $4.34From: 2004-11-30Exp: 2014-11-30Common Stock (24,191 underlying)
    24,191
  • Common Stock

    (indirect: By 401(k))
    23,560.566
  • Performance Stock Option

    Exercise: $5.54From: 2010-01-01Exp: 2016-03-13Common Stock (29,651 underlying)
    29,651
  • Common Stock - Performance Based

    4,000
  • Common Stock

    (indirect: By IRA)
    6,196.311
Footnotes (12)
  • [F1]Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd.
  • [F10]The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
  • [F11]The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
  • [F12]Includes 41.975 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  • [F2]Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
  • [F3]Includes 238.958 shares acquired by the Home BancShares, Inc. 401(k) Plan since the last filing.
  • [F4]Includes 344.6611 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  • [F5]The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
  • [F6]Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
  • [F7]Includes 1019.805 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  • [F8]Includes 63.105 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  • [F9]The reporting person had 3,770 shares (split adjusted) vest since the last filing.

Issuer

HOME BANCSHARES INC

CIK 0001331520

Entity typeoperating
IncorporatedAR

Related Parties

1
  • filerCIK 0001331520

Filing Metadata

Form type
4
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 4:46 PM ET
Size
17.1 KB