STEMCELLS INC 4
4 · STEMCELLS INC · Filed Sep 17, 2013
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
CRAIG STEWART
SVP, Development & Operations
Transactions
- Tax Payment
Common Stock
2013-09-15$1.73/sh−877$1,517→ 417,902 total
Holdings
- 15,219(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 280,000 restricted stock units, with 70,000 of this vesting on each of May 24, 2014, May 24, 2015, May 24, 2016, and May 24, 2017; (2) 97,500 restricted stock units, with 32,500 of this vesting on each of January 27, 2014, January 27, 2015, and January 27, 2016; and (3) 5,000 restricted stock units vesting on June 1, 2014.
- [F3]Shares held in 401(k) account in accordance with issuer's employer-match policies.