ECOLOGY & ENVIRONMENT INC 4
4 · ECOLOGY & ENVIRONMENT INC · Filed Sep 19, 2013
Insider Transaction Report
Form 4
Neumaier Kevin S
President
Transactions
- Sale
Class A Common Stock
2013-09-17$11.22/sh−1,400$15,708→ 2,000 total(indirect: By Children) - Sale
Class A Common Stock
2013-09-17$11.29/sh−400$4,516→ 1,600 total(indirect: By Children) - Sale
Class A Common Stock
2013-09-17$11.24/sh−100$1,124→ 7,902 total - Sale
Class A Common Stock
2013-09-17$11.27/sh−99$1,116→ 8,002 total - Sale
Class A Common Stock
2013-09-17$11.21/sh−100$1,121→ 788 total(indirect: By Spouse) - Sale
Class A Common Stock
2013-09-17$11.31/sh−600$6,786→ 1,000 total(indirect: By Children) - Sale
Class A Common Stock
2013-09-17$11.22/sh−300$3,366→ 8,101 total - Sale
Class A Common Stock
2013-09-17$11.22/sh−300$3,366→ 2,531 total(indirect: By Spouse) - Sale
Class A Common Stock
2013-09-17$11.19/sh−100$1,119→ 2,231 total(indirect: By Spouse) - Sale
Class A Common Stock
2013-09-17$11.18/sh−1,243$13,897→ 888 total(indirect: By Spouse) - Sale
Class A Common Stock
2013-09-17$11.25/sh−200$2,250→ 2,331 total(indirect: By Spouse) - Sale
Class A Common Stock
2013-09-17$11.23/sh−100$1,123→ 2,131 total(indirect: By Spouse) - Sale
Class A Commn Stock
2013-09-17$11.33/sh−150$1,700→ 638 total(indirect: By Spouse) - Sale
Class A Common Stock
2013-09-17$11.29/sh−50$565→ 588 total(indirect: By Spouse)
Holdings
- 114,878
Class B Common Stock
- 2(indirect: By Partnership)
Class A Common Stock
- 1,120(indirect: By 401(k))
Class A Common Stock
Footnotes (6)
- [F1]Class B Common Stock is convertible one-for-one into Class A Common Stock
- [F2]Certain of the reporting person's shares of Class B Common Stock are subject to an Agreement dated May 12, 1970 among Messrs. Gerhard J. Neumaier, Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares subject to the Agreement may be sold without the seller first granting the others a right of first refusal. In addition, certain of the shares of Class B Common Stock owned by cerain members of the families of the four signatories to that agreement and a former spouse are subject to this right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others.
- [F3]Total number of shares owned by the general partnership
- [F4]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F5]The reporting person disclaims beneficial ownership of these securities owned by his wife
- [F6]The Reporting Person disclaims beneficial ownership of the shares that he holds as custodian for the benefit of his minor children.