$SFD|4Sep 27, 12:37 PM ET

SMITHFIELD FOODS INC 4

4 · SMITHFIELD FOODS INC · Filed Sep 27, 2013

Form 4

Period: 2013-09-26

President of Farmland Foods

Transactions

Disposition to Issuer
common stock, par value $.50
2013-09-26$34.00/sh−48,064$1,634,176→ 0 total
Disposition to Issuer
Employee Stock Option (right to buy)
2013-09-26$10.25/sh−10,000$102,500→ 0 total
Exercise: $23.75From: 2013-06-16Exp: 2018-06-16→ common stock (10,000 underlying)
Disposition to Issuer
Performance Share Units
2013-09-26$34.00/sh−12,000$408,000→ 0 total
→ common stock (12,000 underlying)
Disposition to Issuer
Employee Stock Option (right to buy)
2013-09-26$12.06/sh−25,000$301,500→ 0 total
Exercise: $21.94Exp: 2018-06-20→ common stock (25,000 underlying)
Disposition to Issuer
Employee Stock Option (right to buy)
2013-09-26$18.57/sh−10,000$185,700→ 0 total
Exercise: $15.43Exp: 2017-06-21→ common stock (10,000 underlying)
Disposition to Issuer
Employee Stock Option (right to buy)
2013-09-26$20.70/sh−15,000$310,500→ 0 total
Exercise: $13.30Exp: 2016-07-06→ common stock (15,000 underlying)
Disposition to Issuer
Employee Stock Option (right to buy)
2013-09-26$1.60/sh−25,000$40,000→ 0 total
Exercise: $32.40From: 2012-06-11Exp: 2017-06-11→ common stock (25,000 underlying)
Disposition to Issuer
common stock, par value $.50
2013-09-26$34.00/sh−2,791.67$94,917→ 0 total(indirect: By 401(k))
Award
Performance Share Units
2013-09-26+12,000→ 12,000 total
→ common stock (12,000 underlying)

Footnotes (4)

[F1]Pursuant to the merger agreement, dated as of May 28, 2013, among Smithfield Foods, Inc., Shuanghui International Holdings Limited and Sun Merger Sub, Inc., these shares were cancelled and converted into the right to receive an amount in cash equal to $34.00 per share.
[F2]Pursuant to the merger agreement, these options (which provided for ratable vesting over a three-year period beginning on the grant date) were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such options and (ii) the excess of $34.00 over the exercise price of the options.
[F3]Pursuant to the merger agreement, these options were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such options and (ii) the excess of $34.00 over the exercise price of the options.
[F4]On June 11, 2013, the reporting person was granted an award with a target amount of 12,000 performance share units (PSUs) under the Company's 2008 Incentive Compensation Plan. Pursuant to the terms of the award and the merger agreement, these PSUs vested at the target amount as of the effective time of the merger and were converted into the right to receive an amount in cash equal to $34.00 per PSU.

Documents

1 file