4//SEC Filing
Regional Management Corp. 4
Accession 0001209191-13-046015
$RMCIK 0001519401operating
Filed
Sep 26, 8:00 PM ET
Accepted
Sep 27, 8:41 PM ET
Size
10.4 KB
Accession
0001209191-13-046015
Insider Transaction Report
Form 4
Palladium Equity Partners III L P
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.10 per share
2013-09-25$26.26/sh−2,547,335$66,899,385→ 1,143,240 total(indirect: See footnote)
Palladium Equity Partners III, L.L.C.
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.10 per share
2013-09-25$26.26/sh−2,547,335$66,899,385→ 1,143,240 total(indirect: See footnote)
Rodriguez Marcos A
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.10 per share
2013-09-25$26.26/sh−2,547,335$66,899,385→ 1,143,240 total(indirect: See footnote)
Footnotes (3)
- [F1]This amount represents the $27.50 public offering price per share of the common stock of Regional Management Corp. (the "Issuer") less the underwriting discount of $1.2375 per share.
- [F2]The amount stated includes 4,000 shares subject to options either currently exercisable or exercisable within 60 days of the date hereof, over which Palladium Equity Partners III, L.P. will not have voting or investment power until the options are exercised. The Issuer granted such options to David Perez and Erik A. Scott, who are designees of Palladium Equity Partners III, L.P. serving on the Issuer's board of directors, on March 27, 2012. Pursuant to arrangements between Palladium Equity Partners III, L.P., Mr. Perez, and Mr. Scott, Messrs. Perez and Scott are not permitted to retain stock options granted by the Issuer to each of Messrs. Perez and Scott, and each of Messrs. Perez and Scott is required to hold such securities for the benefit of Palladium Equity Partners III, L.P.
- [F3]These shares of common stock of the Issuer are held by Palladium Equity Partners III, L.P. The general partner of Palladium Equity Partners III, L.P. is Palladium Equity Partners III, L.L.C. Marcos A. Rodriguez is the managing member of Palladium Equity Partners III, L.L.C.
Documents
Issuer
Regional Management Corp.
CIK 0001519401
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001519401
Filing Metadata
- Form type
- 4
- Filed
- Sep 26, 8:00 PM ET
- Accepted
- Sep 27, 8:41 PM ET
- Size
- 10.4 KB