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4//SEC Filing

USMD Holdings, Inc. 4

Accession 0001209191-13-046606

CIK 0001507881operating

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 3:09 PM ET

Size

5.9 KB

Accession

0001209191-13-046606

Insider Transaction Report

Form 4
Period: 2013-10-01
Tran Khang
Director
Transactions
  • Small Acquisition

    Common Stock ($.01 par)

    2013-10-01$26.51/sh+265$7,02519,259 total(indirect: Indirectly held through UANT Ventures, L.P.)
Holdings
  • Common Stock ($.01 par)

    1,115
Footnotes (1)
  • [F1]UANT Ventures, L.P. ("Ventures") holds shares of the common stock of USMD Holdings, Inc. ("USMD"). Dr. Tran is a limited partner in Ventures and, consequently, is the indirect beneficial owner of his proportionate share of such shares. Certain partners of Ventures, including Dr. Tran, previously contributed additional capital to the partnership (or its predecessors) for which they did not, at that time, receive additional equity interests. The partners of Ventures have agreed to reallocate the partnership interests in Ventures in recognition of such additional contributions. As a result of this reallocation, on October 1, 2013, Dr. Tran received additional partnership interests in Ventures, which increased his indirect beneficial ownership of USMD common stock as indicated in Table 1.

Issuer

USMD Holdings, Inc.

CIK 0001507881

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001507881

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 3:09 PM ET
Size
5.9 KB