4//SEC Filing
World Energy Solutions, Inc. 4
Accession 0001209191-13-047486
CIK 0001371781operating
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 1:40 PM ET
Size
8.1 KB
Accession
0001209191-13-047486
Insider Transaction Report
Form 4
PARSLOW JAMES F
CFO, Treasurer, Secretary
Transactions
- Exercise/Conversion
Common Stock
2013-10-03$3.17/sh+18,750$59,438→ 69,438 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-10-03−18,750→ 37,250 totalExercise: $3.17From: 2010-12-11Exp: 2016-12-11→ Common Stock (18,750 underlying)
Footnotes (3)
- [F1]Includes a restricted stock grant granted on September 20, 2013 in the amount of 40,000. The restricted stock vests 100% three years after date of grant.
- [F2]Vests 25% one year after date of grant on December 11, 2009 and over 12 calendar quarters thereafter in equal installments.
- [F3]This number includes: (1) Employee Stock Option (Right to Buy) grant on December 5, 2008 for 12,000 shares of common stock at an exercise price of $2.00 of which 3,000 shares of common stock were exercised on September 13, 2013; (2) Employee Stock Option (Right to Buy) grant on May 17, 2007 for 15,000 shares of common stock at an exercise price of $13.40;(3) Employee Stock Option (Right to Buy) grant on Dcember 11, 2009 for 20,000 shares of common stock at an exercise price of $3.17 of which 18,750 shares of common stock were exercised on October 3, 2013 as reported via this reporting; and (4) Employee Stock Option (Right to Buy) grant on September 17, 2012 for 12,000 shares of common stock at an exercise price of $3.81. The vesting schedule for all of the above listed Employee Stock Option (Right to Buy) is as follows: 25% one year after date of grant and over 12 calendar quarters thereafter in equal installments.
Documents
Issuer
World Energy Solutions, Inc.
CIK 0001371781
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001371781
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 1:40 PM ET
- Size
- 8.1 KB