Home/Filings/4/0001209191-13-047942

4//SEC Filing

BlueMountain Strategic Credit GP, LLC 4

Accession 0001209191-13-047942

CIK 0000031235other

View on SEC.gov Company Profile

Filed

Oct 8, 8:00 PM ET

Accepted

Oct 9, 6:29 PM ET

Size

97.3 KB

Accession

0001209191-13-047942

Insider Transaction Report

Form 4

Period: 2013-09-30

EASTMAN KODAK COEKOD

BlueMountain GP Holdings, LLC

10% Owner

Transactions

Other
Common Stock
2013-09-30+25,584→ 318,643 total
Other
125% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
Common Stock
2013-09-30+27,817→ 346,452 total
Other
Common Stock
2013-09-30+19,826→ 246,922 total
Other
135% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
125% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
Common Stock
2013-09-30+20,841→ 259,557 total
Other
125% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
135% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
Common Stock
2013-09-30+13,492→ 168,035 total
Other
Common Stock
2013-09-30+14,455→ 180,028 total
Other
135% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
Common Stock
2013-09-30+235,372→ 2,931,320 total
Other
125% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
125% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
135% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
135% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
125% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
125% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
135% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
135% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
125% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
Common Stock
2013-09-30+92,158→ 1,147,730 total
Other
Common Stock
2013-09-30+150,110→ 1,869,468 total
Other
135% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
125% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
135% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
125% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
Common Stock
2013-09-30+599,655→ 7,468,155 total(indirect: (See Footnotes))
Other
135% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)

BlueMountain Long/Short Credit & Distressed Reflection Fund, a sub fund of AAI BlueMountain Fund PLC

10% Owner

Transactions

Other
Common Stock
2013-09-30+235,372→ 2,931,320 total
Other
Common Stock
2013-09-30+92,158→ 1,147,730 total
Other
125% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
Common Stock
2013-09-30+19,826→ 246,922 total
Other
Common Stock
2013-09-30+14,455→ 180,028 total
Other
125% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
135% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
125% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
125% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
135% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
135% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
135% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
Common Stock
2013-09-30+25,584→ 318,643 total
Other
125% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
Common Stock
2013-09-30+20,841→ 259,557 total
Other
135% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
125% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
Common Stock
2013-09-30+150,110→ 1,869,468 total
Other
125% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
135% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
125% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
Common Stock
2013-09-30+27,817→ 346,452 total
Other
Common Stock
2013-09-30+599,655→ 7,468,155 total(indirect: (See Footnotes))
Other
135% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
135% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
125% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
Common Stock
2013-09-30+13,492→ 168,035 total
Other
125% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
135% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
135% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)

BlueMountain Montenvers Master Fund SCA SICAV-SIF

10% Owner

Transactions

Other
Common Stock
2013-09-30+92,158→ 1,147,730 total
Other
135% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
135% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
135% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
Common Stock
2013-09-30+235,372→ 2,931,320 total
Other
135% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
125% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
135% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
135% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
135% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
Common Stock
2013-09-30+150,110→ 1,869,468 total
Other
125% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
125% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
Common Stock
2013-09-30+20,841→ 259,557 total
Other
135% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
125% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
125% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
135% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
Common Stock
2013-09-30+14,455→ 180,028 total
Other
125% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
Common Stock
2013-09-30+19,826→ 246,922 total
Other
Common Stock
2013-09-30+13,492→ 168,035 total
Other
Common Stock
2013-09-30+25,584→ 318,643 total
Other
Common Stock
2013-09-30+599,655→ 7,468,155 total(indirect: (See Footnotes))
Other
125% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
Common Stock
2013-09-30+27,817→ 346,452 total
Other
125% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
125% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
125% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
135% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)

BlueMountain Credit Opportunities Master Fund I L.P.

10% Owner

Transactions

Other
Common Stock
2013-09-30+150,110→ 1,869,468 total
Other
Common Stock
2013-09-30+19,826→ 246,922 total
Other
125% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
125% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
135% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
135% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
135% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
135% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
135% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
135% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
135% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
Common Stock
2013-09-30+92,158→ 1,147,730 total
Other
Common Stock
2013-09-30+20,841→ 259,557 total
Other
135% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
Common Stock
2013-09-30+235,372→ 2,931,320 total
Other
125% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
125% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
135% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
Common Stock
2013-09-30+25,584→ 318,643 total
Other
125% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
125% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
Common Stock
2013-09-30+13,492→ 168,035 total
Other
Common Stock
2013-09-30+14,455→ 180,028 total
Other
Common Stock
2013-09-30+599,655→ 7,468,155 total(indirect: (See Footnotes))
Other
125% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
125% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
135% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
125% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
125% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
Common Stock
2013-09-30+27,817→ 346,452 total

BlueMountain Distressed Master Fund L.P.

10% Owner

Transactions

Other
Common Stock
2013-09-30+13,492→ 168,035 total
Other
Common Stock
2013-09-30+150,110→ 1,869,468 total
Other
135% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
135% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
Common Stock
2013-09-30+235,372→ 2,931,320 total
Other
Common Stock
2013-09-30+25,584→ 318,643 total
Other
Common Stock
2013-09-30+14,455→ 180,028 total
Other
Common Stock
2013-09-30+92,158→ 1,147,730 total
Other
125% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
125% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
Common Stock
2013-09-30+19,826→ 246,922 total
Other
Common Stock
2013-09-30+27,817→ 346,452 total
Other
125% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
135% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
125% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
Common Stock
2013-09-30+20,841→ 259,557 total
Other
135% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
135% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
135% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
125% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
125% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
125% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
135% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
135% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
135% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
Common Stock
2013-09-30+599,655→ 7,468,155 total(indirect: (See Footnotes))
Other
125% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
125% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
125% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
135% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)

BlueMountain Distressed GP, LLC

10% Owner

Transactions

Other
125% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
125% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
125% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
Common Stock
2013-09-30+19,826→ 246,922 total
Other
Common Stock
2013-09-30+25,584→ 318,643 total
Other
Common Stock
2013-09-30+20,841→ 259,557 total
Other
Common Stock
2013-09-30+150,110→ 1,869,468 total
Other
Common Stock
2013-09-30+27,817→ 346,452 total
Other
125% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
135% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
135% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
125% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
135% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
135% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
135% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
135% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
135% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
Common Stock
2013-09-30+235,372→ 2,931,320 total
Other
125% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
125% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
Common Stock
2013-09-30+13,492→ 168,035 total
Other
135% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
Common Stock
2013-09-30+92,158→ 1,147,730 total
Other
125% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
Common Stock
2013-09-30+14,455→ 180,028 total
Other
Common Stock
2013-09-30+599,655→ 7,468,155 total(indirect: (See Footnotes))
Other
125% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
125% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
135% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
135% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)

BlueMountain Strategic Credit Master Fund L.P.

10% Owner

Transactions

Other
Common Stock
2013-09-30+92,158→ 1,147,730 total
Other
125% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
125% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
Common Stock
2013-09-30+599,655→ 7,468,155 total(indirect: (See Footnotes))
Other
135% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
135% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
Common Stock
2013-09-30+20,841→ 259,557 total
Other
125% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
135% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
Common Stock
2013-09-30+13,492→ 168,035 total
Other
135% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
135% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
125% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
Common Stock
2013-09-30+25,584→ 318,643 total
Other
Common Stock
2013-09-30+27,817→ 346,452 total
Other
Common Stock
2013-09-30+14,455→ 180,028 total
Other
125% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
135% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
Common Stock
2013-09-30+235,372→ 2,931,320 total
Other
125% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
135% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
135% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
135% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
Common Stock
2013-09-30+19,826→ 246,922 total
Other
125% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
125% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
Common Stock
2013-09-30+150,110→ 1,869,468 total
Other
125% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
125% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
135% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)

BlueMountain Strategic Credit GP, LLC

10% Owner

Transactions

Other
Common Stock
2013-09-30+92,158→ 1,147,730 total
Other
135% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
Common Stock
2013-09-30+25,584→ 318,643 total
Other
Common Stock
2013-09-30+14,455→ 180,028 total
Other
135% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
135% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
Common Stock
2013-09-30+19,826→ 246,922 total
Other
Common Stock
2013-09-30+13,492→ 168,035 total
Other
Common Stock
2013-09-30+20,841→ 259,557 total
Other
125% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
Common Stock
2013-09-30+150,110→ 1,869,468 total
Other
135% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
125% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
125% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
125% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
125% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
135% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
125% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
135% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
Common Stock
2013-09-30+27,817→ 346,452 total
Other
125% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
125% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
125% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
135% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
135% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
Common Stock
2013-09-30+235,372→ 2,931,320 total
Other
125% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
135% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
135% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
Common Stock
2013-09-30+599,655→ 7,468,155 total(indirect: (See Footnotes))

BlueMountain Credit Opportunities GP I, LLC

10% Owner

Transactions

Other
125% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
125% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
135% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
Common Stock
2013-09-30+235,372→ 2,931,320 total
Other
125% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
135% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
125% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
Common Stock
2013-09-30+14,455→ 180,028 total
Other
Common Stock
2013-09-30+13,492→ 168,035 total
Other
125% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
135% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
125% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
Common Stock
2013-09-30+25,584→ 318,643 total
Other
125% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
125% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
135% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
Common Stock
2013-09-30+27,817→ 346,452 total
Other
Common Stock
2013-09-30+599,655→ 7,468,155 total(indirect: (See Footnotes))
Other
135% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
125% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
Common Stock
2013-09-30+92,158→ 1,147,730 total
Other
Common Stock
2013-09-30+19,826→ 246,922 total
Other
Common Stock
2013-09-30+20,841→ 259,557 total
Other
135% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
135% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
125% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
135% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
Common Stock
2013-09-30+150,110→ 1,869,468 total
Other
135% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
135% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)

BlueMountain Montenvers GP S.a.r.l.

10% Owner

Transactions

Other
125% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
135% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
135% Warrants
2013-10-01+7,242→ 7,242 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (7,242 underlying)
Other
125% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
125% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)
Other
125% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
135% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
135% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
Common Stock
2013-09-30+235,372→ 2,931,320 total
Other
135% Warrants
2013-10-01+4,688→ 4,688 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,688 underlying)
Other
125% Warrants
2013-10-01+6,889→ 6,889 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (6,889 underlying)
Other
125% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
Common Stock
2013-09-30+92,158→ 1,147,730 total
Other
Common Stock
2013-09-30+20,841→ 259,557 total
Other
125% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
135% Warrants
2013-10-01+9,665→ 9,665 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (9,665 underlying)
Other
Common Stock
2013-09-30+25,584→ 318,643 total
Other
Common Stock
2013-09-30+13,492→ 168,035 total
Other
Common Stock
2013-09-30+14,455→ 180,028 total
Other
Common Stock
2013-09-30+27,817→ 346,452 total
Other
135% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
Common Stock
2013-09-30+19,826→ 246,922 total
Other
125% Warrants
2013-10-01+8,890→ 8,890 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (8,890 underlying)
Other
135% Warrants
2013-10-01+52,163→ 52,163 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (52,163 underlying)
Other
Common Stock
2013-09-30+150,110→ 1,869,468 total
Other
135% Warrants
2013-10-01+208,375→ 208,375 total(indirect: (See Footnotes))
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (208,375 underlying)
Other
Common Stock
2013-09-30+599,655→ 7,468,155 total(indirect: (See Footnotes))
Other
125% Warrants
2013-10-01+81,791→ 81,791 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (81,791 underlying)
Other
125% Warrants
2013-10-01+32,024→ 32,024 total
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (32,024 underlying)
Other
135% Warrants
2013-10-01+5,023→ 5,023 total
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (5,023 underlying)

Footnotes (29)

[F1]The filing of this Form 4 shall not be construed as an admission that BlueMountain Capital Management, LLC ("BMCM"), GP Holdings (as defined in footnote 8 below) or any of the General Partners (as defined in Footnote 7 below) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock") of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, BMCM, GP Holdings and the General Partners disclaim such beneficial ownership, except to the extent of their pecuniary interest.
[F10]Timberline held a total of $12,227,029 in Allowed Unsecured Claims, AAI held a total of $6,448,000 in Allowed Unsecured Claims, Strategic Credit held a total of $9,960,000 in Allowed Unsecured Claims, COF held a total of $71,736,000 in Allowed Unsecured Claims, BMMF held a total of $6,908,000 in Allowed Unsecured Claims and Distressed held a total of $13,294,462 in Allowed Unsecured Claims.
[F11]The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of ten Reporting Persons per each filing.
[F12]On September 30, 2013, BMCA acquired 235,372 shares of Common Stock.
[F13]On September 30, 2013, Long/Short Credit acquired 92,158 shares of Common Stock.
[F14]On September 30, 2013, Kicking Horse acquired 19,826 shares of Common Stock.
[F15]On September 30, 2013, Timberline acquired 25,584 shares of Common Stock.
[F16]On September 30, 2013, AAI acquired 13,492 shares of Common Stock.
[F17]On September 30, 2013, Strategic Credit acquired 20,841 shares of Common Stock.
[F18]On September 30, 2013, COF acquired 150,110 shares of Common Stock.
[F19]On September 30, 2013, BMMF acquired 14,455 shares of Common Stock.
[F2]BMCM is the investment manager of each of (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,695,948 shares of Common Stock; (ii) BlueMountain Long/Short Credit Master Fund L.P. ("Long/Short Credit"), which is the direct beneficial owner of 1,055,572 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("Kicking Horse"), which is the direct beneficial owner of 227,096 shares of Common Stock, (cont'd in Footnote 3)
[F20]On September 30, 2013, Distressed acquired 27,817 shares of Common Stock.
[F21]On October 1, 2013, BMCA acquired 81,791 125% Warrants and 81,791 135% Warrants.
[F22]On October 1, 2013, Long/Short Credit acquired 32,024 125% Warrants and 32,024 135% Warrants.
[F23]On October 1, 2013, Kicking Horse acquired 6,889 125% Warrants and 6,889 135% Warrants.
[F24]On October 1, 2013, Timberline acquired 8,890 125% Warrants and 8,890 135% Warrants.
[F25]On October 1, 2013, AAI acquired 4,688 125% Warrants and 4,688 135% Warrants.
[F26]On October 1, 2013, Strategic Credit acquired 7,242 125% Warrants and 7,242 135% Warrants.
[F27]On October 1, 2013, COF acquired 52,163 125% Warrants and 52,163 135% Warrants.
[F28]On October 1, 2013, BMMF acquired 5,023 125% Warrants and 5,023 135% Warrants.
[F29]On October 1, 2013, Distressed acquired 9,665 125% Warrants and 9,665 135% Warrants.
[F3](iv) BlueMountain Timberline Ltd. ("Timberline"), which is the direct beneficial owner of 293,059 shares of Common Stock; (v) BlueMountain Long/Short Credit and Distressed Reflection Fund, a sub fund of AAI BlueMountain Fund PLC ("AAI"), which is the direct beneficial owner of 154,543 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("Strategic Credit"), which is the direct beneficial owner of 238,716 shares of Common Stock; (vii) BlueMountain Credit Opportunities Master Fund I L.P. ("COF"), which is the direct beneficial owner of 1,719,358 shares of Common Stock; (cont'd in Footnote 4)
[F4](viii) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMMF"), which is the direct beneficial owner of 165,573 shares of Common Stock; and (ix) BlueMountain Distressed Master Fund L.P. ("Distressed" and together with BMCA, Long/Short Credit, Strategic Credit, COF, Kicking Horse, Timberline and AAI, the "BlueMountain Funds"), which is the direct beneficial owner of 318,635 shares of Common Stock. The shareholding information set forth in Footnotes 2 and 3 and this Footnote 4 is as of September 29, 2013.
[F5]BMCM, although it directs the voting and disposition of the Common Stock held by the BlueMountain Funds, only receives an asset-based fee relating to such shares of Common Stock.
[F6](i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (ii) BlueMountain Long/Short Credit GP, LLC ("Long/Short Credit GP") is the general partner of Long/Short Credit and has an indirect profits interest in the Common Stock beneficially owned by Long/Short Credit; (iii) BlueMountain Distressed GP, LLC ("Distressed GP") is the general partner of Distressed and has an indirect profits interest in the Common Stock beneficially owned by Distressed; (iv) BlueMountain Strategic Credit GP, LLC ("Strategic Credit GP") is the general partner of Strategic Credit and has an indirect profits interest in the Common Stock beneficially owned by Strategic Credit; (cont'd in Footnote 7)
[F7](v) BlueMountain Credit Opportunities GP I, LLC ("COF GP") is the general partner of COF and has an indirect profits interest in the Common Stock beneficially owned by COF; (vi) BlueMountain Montenvers GP S.a r.l. ("Montenvers GP") is the general partner of Montenvers and has an indirect profits interest in the Common Stock beneficially owned by Montenvers; and (vii) BlueMountain Kicking Horse Fund GP, LLC ("Kicking Horse GP", and together with BMCA GP, Long/Short Credit GP, Distressed GP, Strategic Credit GP, COF GP and Montenvers GP, the "General Partners") is the general partner of Kicking Horse and has an indirect profits interest in the Common Stock beneficially owned by Kicking Horse.
[F8]BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners, and thus has an indirect profits interest in the Common Stock beneficially owned by each of BMCA, Long/Short Credit, Distressed, COF, Strategic Credit, Kicking Horse and Montenvers.
[F9]Pursuant to the First Amended Joint Plan of Reorganization of the Issuer, holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to the Issuer were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. BMCA held a total of $112,481,917 in Allowed Unsecured Claims, Long/Short Credit held a total of $44,041,361 in Allowed Unsecured Claims, Kicking Horse held a total of $9,475,000 in Allowed Unsecured Claims, (cont'd in Footnote 10)

Documents

1 file

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c611024_4x0.xmlPrimary
MAIN DOCUMENT DESCRIPTION

Issuer

EASTMAN KODAK CO

CIK 0000031235

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Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001540952

Filing Metadata

Form type: 4
Filed: Oct 8, 8:00 PM ET
Accepted: Oct 9, 6:29 PM ET
Size: 97.3 KB

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