4//SEC Filing
rue21, inc. 4
Accession 0001209191-13-048135
CIK 0001471458operating
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 1:23 PM ET
Size
21.2 KB
Accession
0001209191-13-048135
Insider Transaction Report
Form 4
rue21, inc.RUE
Thomson Robert R.
Senior VP of Real Estate
Transactions
- Disposition to Issuer
Stock Options
2013-10-10$14.21/sh−8,451$120,089→ 0 totalExercise: $27.79Exp: 2023-03-26→ Common Stock (8,451 underlying) - Disposition to Issuer
Stock Options
2013-10-10$14.74/sh−5,000$73,700→ 0 totalExercise: $27.26Exp: 2022-03-19→ Common Stock (5,000 underlying) - Disposition to Issuer
Stock Options
2013-10-10−13,740→ 0 totalExercise: $11.80From: 2013-07-24Exp: 2019-07-24→ Common Stock (13,740 underlying) - Disposition to Issuer
Stock Options
2013-10-10$7.73/sh−15,000$115,950→ 0 totalExercise: $34.27Exp: 2020-04-05→ Common Stock (15,000 underlying) - Disposition to Issuer
Stock Options
2013-10-10$11.88/sh−13,500$160,380→ 0 totalExercise: $30.12Exp: 2021-05-01→ Common Stock (13,500 underlying) - Disposition to Issuer
Restricted Stock Units
2013-10-10$42.00/sh−2,167$91,014→ 0 total→ Common Stock (2,167 underlying) - OtherSwap
Common Stock
2013-10-09$42.00/sh−4,762$200,004→ 13,895 total - Disposition to Issuer
Common Stock
2013-10-10$42.00/sh−13,895$583,590→ 0 total
Footnotes (5)
- [F1]Pursuant to the Contribution Agreement by and among Rhodes Holdco, Inc. ("Parent"), Rhodes Holdings, L.P. ("Holdco"), and the Reporting Person, dated as of October 9, 2013, the Reporting Person contributed these shares of Common Stock to Holdco in exchange for limited partnership units in Holdco. Each of the shares of Common Stock contributed to Holdco was valued at $42 in the transaction.
- [F2]Pursuant to the Agreement and Plan of Merger by and among rue21, inc., Parent, and Rhodes Merger Sub, Inc., dated as of May 23, 2013 (the "Merger Agreement"), on the effective date of the merger contemplated by the Merger Agreement (the "Merger"), each of these shares of Common Stock, restricted stock units, and earned performance share units was automatically converted into the right to receive a cash payment of $42.00.
- [F3]Pursuant to the Merger Agreement, on the effective date of the Merger, each of these Stock Options, whether vested or unvested, was cancelled in exchange for a cash payment representing the excess of $42.00 over the exercise price of the Stock Option.
- [F4]Pursuant to the Merger Agreement, on the eeffective date of the Merger, each of these unvested Restricted Stock Units previously reported on Table II was cancelled in exchange for a cash payment of $42.00.
- [F5]Each of these unvested Restricted Stock Units previously reported on Table II represented a contingent right to receive one share of Common Stock.
Documents
Issuer
rue21, inc.
CIK 0001471458
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001471458
Filing Metadata
- Form type
- 4
- Filed
- Oct 10, 8:00 PM ET
- Accepted
- Oct 11, 1:23 PM ET
- Size
- 21.2 KB