4//SEC Filing
rue21, inc. 4
Accession 0001209191-13-048140
CIK 0001471458operating
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 1:42 PM ET
Size
30.9 KB
Accession
0001209191-13-048140
Insider Transaction Report
Form 4
rue21, inc.RUE
Holland Michael A.
See remarks
Transactions
- Disposition to Issuer
Restricted Stock Units
2013-10-10$42.00/sh−4,500$189,000→ 0 total→ Common Stock (4,500 underlying) - OtherSwap
Common Stock
2013-10-09$42.00/sh−3,359$141,078→ 11,541 total - Exercise/Conversion
Common Stock
2013-10-09$8.00/sh+18,575$148,600→ 30,116 total - Disposition to Issuer
Stock Options
2013-10-10$14.74/sh−4,000$58,960→ 0 totalExercise: $27.26Exp: 2022-03-19→ Common Stock (4,000 underlying) - Disposition to Issuer
Stock Options
2013-10-10$14.21/sh−6,676$94,866→ 0 totalExercise: $27.79Exp: 2023-03-26→ Common Stock (6,676 underlying) - Disposition to Issuer
Stock Options
2013-10-10$11.88/sh−13,500$160,380→ 0 totalExercise: $30.12Exp: 2021-05-01→ Common Stock (13,500 underlying) - Exercise/Conversion
Stock Options
2013-10-09−18,575→ 0 totalExercise: $8.00From: 2012-01-04Exp: 2018-01-04→ Common Stock (18,575 underlying) - Disposition to Issuer
Stock Options
2013-10-10$12.54/sh−11,000$137,940→ 0 totalExercise: $29.46Exp: 2021-08-10→ Common Stock (11,000 underlying) - Disposition to Issuer
Restricted Stock Units
2013-10-10$42.00/sh−1,333$55,986→ 0 total→ Common Stock (1,333 underlying) - Exercise/Conversion
Common Stock
2013-10-09$11.80/sh+14,740$173,932→ 44,856 total - Disposition to Issuer
Common Stock
2013-10-10$42.00/sh−44,856$1,883,952→ 0 total - Exercise/Conversion
Stock Options
2013-10-09−14,740→ 0 totalExercise: $11.80From: 2013-07-24Exp: 2019-07-24→ Common Stock (14,740 underlying) - Disposition to Issuer
Stock Options
2013-10-10$7.73/sh−15,000$115,950→ 0 totalExercise: $34.27Exp: 2020-04-05→ Common Stock (15,000 underlying)
Footnotes (5)
- [F1]Pursuant to the Contribution Agreement by and among Rhodes Holdco, Inc. ("Parent"), Rhodes Holdings, L.P. ("Holdco"), and the Reporting Person, dated as of October 9, 2013, the Reporting Person contributed these shares of Common Stock to Holdco in exchange for limited partnership units in Holdco. Each of the shares of Common Stock contributed to Holdco was valued at $42 in the transaction.
- [F2]Pursuant to the Agreement and Plan of Merger by and among rue21, inc., Parent, and Rhodes Merger Sub, Inc., dated as of May 23, 2013 (the "Merger Agreement"), on the effective date of the merger contemplated by the Merger Agreement (the "Merger"), each of these shares of Common Stock, restricted stock units, and earned performance share units was automatically converted into the right to receive a cash payment of $42.00.
- [F3]Pursuant to the Merger Agreement, on the effective date of the Merger, each of these Stock Options, whether vested or unvested, was cancelled in exchange for a cash payment representing the excess of $42.00 over the exercise price of the Stock Option.
- [F4]Each of these unvested Restricted Stock Units previously reported on Table II represented a contingent right to receive one share of Common Stock.
- [F5]Pursuant to the Merger Agreement, on the effective date of the Merger, each of these unvested Restricted Stock Units previously reported on Table II was cancelled in exchange for a cash payment of $42.00.
Documents
Issuer
rue21, inc.
CIK 0001471458
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001471458
Filing Metadata
- Form type
- 4
- Filed
- Oct 10, 8:00 PM ET
- Accepted
- Oct 11, 1:42 PM ET
- Size
- 30.9 KB