rue21, inc. 4

4 · rue21, inc. · Filed Oct 11, 2013

Form 4

Period: 2013-10-09

See remarks

Transactions

Disposition to Issuer
Stock Options
2013-10-10$14.21/sh−11,576$164,495→ 0 total
Exercise: $27.79Exp: 2023-03-26→ Common Stock (11,576 underlying)
Disposition to Issuer
Stock Options
2013-10-10$11.88/sh−17,500$207,900→ 0 total
Exercise: $30.12Exp: 2021-05-01→ Common Stock (17,500 underlying)
Exercise/Conversion
Stock Options
2013-10-09−9,130→ 0 total
Exercise: $8.00From: 2012-01-04Exp: 2018-01-04→ Common Stock (9,130 underlying)
Disposition to Issuer
Stock Options
2013-10-10$7.73/sh−20,000$154,600→ 0 total
Exercise: $34.27Exp: 2020-04-05→ Common Stock (20,000 underlying)
Disposition to Issuer
Restricted Stock Units
2013-10-10$42.00/sh−2,500$105,000→ 0 total
→ Common Stock (2,500 underlying)
Exercise/Conversion
Stock Options
2013-10-09−28,655→ 826 total
Exercise: $11.80From: 2013-07-24Exp: 2019-07-24→ Common Stock (28,655 underlying)
Disposition to Issuer
Stock Options
2013-10-10$30.20/sh−826$24,945→ 0 total
Exercise: $11.80Exp: 2019-07-24→ Common Stock (826 underlying)
Disposition to Issuer
Common Stock
2013-10-10$42.00/sh−59,583$2,502,486→ 0 total
Disposition to Issuer
Stock Options
2013-10-10$14.74/sh−7,500$110,550→ 0 total
Exercise: $27.26Exp: 2022-03-19→ Common Stock (7,500 underlying)
OtherSwap
Common Stock
2013-10-09$42.00/sh−5,953$250,026→ 22,068 total
Exercise/Conversion
Common Stock
2013-10-09$8.00/sh+9,130$73,040→ 31,198 total
Exercise/Conversion
Common Stock
2013-10-09$11.80/sh+28,655$338,129→ 59,583 total

Footnotes (5)

[F1]Pursuant to the Contribution Agreement by and among Rhodes Holdco, Inc. ("Parent"), Rhodes Holdings, L.P. ("Holdco"), and the Reporting Person, dated as of October 9, 2013, the Reporting Person contributed these shares of Common Stock to Holdco in exchange for limited partnership units in Holdco. Each of the shares of Common Stock contributed to Holdco was valued at $42 in the transaction.
[F2]Pursuant to the Agreement and Plan of Merger by and among rue21, inc., Parent, and Rhodes Merger Sub, Inc., dated as of May 23, 2013 (the "Merger Agreement"), on the effective date of the merger contemplated by the Merger Agreement (the "Merger"), each of these shares of Common Stock, restricted stock units, and earned performance share units was automatically converted into the right to receive a cash payment of $42.00.
[F3]Pursuant to the Merger Agreement, on the effective date of the Merger, each of these Stock Options, whether vested or unvested, was cancelled in exchange for a cash payment representing the excess of $42.00 over the exercise price of the Stock Option.
[F4]Pursuant to the Merger Agreement, on the effective date of the Merger, each of these unvested Restricted Stock Units previously reported on Table II was cancelled in exchange for a cash payment of $42.00.
[F5]Each of these unvested Restricted Stock Units previously reported on Table II represented a contingent right to receive one share of Common Stock.

Documents

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