rue21, inc. 4

Accession 0001209191-13-048145

CIK 0001471458operating

View on SEC.gov Company Profile

Filed

Oct 10, 8:00 PM ET

Accepted

Oct 11, 1:51 PM ET

Size

28.6 KB

Accession

0001209191-13-048145

Insider Transaction Report

Form 4

Period: 2013-10-09

rue21, inc.RUE

Reynolds Kim

See remarks

Transactions

Exercise/Conversion
Stock Options
2013-10-09−27,828→ 31,314 total
Exercise: $11.80From: 2013-07-24Exp: 2019-07-24→ Common Stock (27,828 underlying)
Exercise/Conversion
Stock Options
2013-10-09−80,000→ 0 total
Exercise: $8.00From: 2012-01-04Exp: 2018-01-04→ Common Stock (80,000 underlying)
Disposition to Issuer
Stock Options
2013-10-10$14.74/sh−10,000$147,400→ 0 total
Exercise: $27.26Exp: 2022-03-19→ Common Stock (10,000 underlying)
Disposition to Issuer
Stock Options
2013-10-10$14.21/sh−16,903$240,192→ 0 total
Exercise: $27.79Exp: 2023-03-26→ Common Stock (16,903 underlying)
Disposition to Issuer
Restricted Stock Units
2013-10-10$42.00/sh−4,500$189,000→ 0 total
→ Common Stock (4,500 underlying)
Exercise/Conversion
Common Stock
2013-10-09$11.80/sh+27,828$328,370→ 162,983 total
Disposition to Issuer
Common Stock
2013-10-10$42.00/sh−162,983$6,845,286→ 0 total
Disposition to Issuer
Stock Options
2013-10-10$7.73/sh−35,000$270,550→ 0 total
Exercise: $34.27Exp: 2020-04-05→ Common Stock (35,000 underlying)
Disposition to Issuer
Stock Options
2013-10-10$11.88/sh−26,500$314,820→ 0 total
Exercise: $30.12Exp: 2021-05-01→ Common Stock (26,500 underlying)
OtherSwap
Common Stock
2013-10-09$42.00/sh−44,048$1,850,016→ 55,155 total
Exercise/Conversion
Common Stock
2013-10-09$8.00/sh+80,000$640,000→ 135,155 total
Disposition to Issuer
Stock Options
2013-10-10$30.20/sh−31,314$945,683→ 0 total
Exercise: $11.80Exp: 2019-07-24→ Common Stock (31,314 underlying)

Footnotes (5)

[F1]Pursuant to the Contribution Agreement by and among Rhodes Holdco, Inc. ("Parent"), Rhodes Holdings, L.P. ("Holdco"), and the Reporting Person, dated as of October 9, 2013, the Reporting Person contributed these shares of Common Stock to Holdco in exchange for limited partnership units in Holdco. Each of the shares of Common Stock contributed to Holdco was valued at $42 in the transaction.
[F2]Pursuant to the Agreement and Plan of Merger by and among rue21, inc., Parent, and Rhodes Merger Sub, Inc., dated as of May 23, 2013 (the "Merger Agreement"), on the effective date of the merger contemplated by the Merger Agreement (the "Merger"), each of these shares of Common Stock, restricted stock units, and earned performance share units was automatically converted into the right to receive a cash payment of $42.00.
[F3]Pursuant to the Merger Agreement, on the effective date of the Merger, each of these Stock Options, whether vested or unvested, was cancelled in exchange for a cash payment representing the excess of $42.00 over the exercise price of the Stock Option.
[F4]Each of these unvested Restricted Stock Units previously reported on Table II represented a contingent right to receive one share of Common Stock.
[F5]Pursuant to the Merger Agreement, on the eeffective date of the Merger, each of these unvested Restricted Stock Units previously reported on Table II was cancelled in exchange for a cash payment of $42.00.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

rue21, inc.

CIK 0001471458

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001471458

Filing Metadata

Form type: 4
Filed: Oct 10, 8:00 PM ET
Accepted: Oct 11, 1:51 PM ET
Size: 28.6 KB

View on SEC.gov