LORILLARD, INC. 4

Accession 0001209191-13-049699

CIK 0001424847operating

View on SEC.gov Company Profile

Filed

Oct 28, 8:00 PM ET

Accepted

Oct 29, 5:13 PM ET

Size

66.2 KB

Accession

0001209191-13-049699

Insider Transaction Report

Form 4

Period: 2013-10-28

LORILLARD, INC.LO

Spell Randy B.

Executive VP

Transactions

Exercise/Conversion
Common Stock
2013-10-28$36.90/sh+10,029$370,070→ 226,002 total
Exercise/Conversion
Stock Appreciation Rights
2013-10-28−2,439→ 0 total
Exercise: $24.58From: 2012-01-08Exp: 2018-01-08→ Common Stock (2,439 underlying)
Exercise/Conversion
Stock Appreciation Rights
2013-10-28−19,116→ 0 total
Exercise: $20.02From: 2013-03-12Exp: 2019-03-12→ Common Stock (19,116 underlying)
Exercise/Conversion
Common Stock
2013-10-28$20.02/sh+19,116$382,702→ 107,235 total
Exercise/Conversion
Common Stock
2013-10-28$26.74/sh+19,113$511,082→ 164,577 total
Exercise/Conversion
Common Stock
2013-10-28$38.00/sh+10,029$381,102→ 236,031 total
Exercise/Conversion
Stock Appreciation Rights
2013-10-28−2,439→ 0 total
Exercise: $28.10From: 2012-01-08Exp: 2018-01-08→ Common Stock (2,439 underlying)
Exercise/Conversion
Stock Options (right to buy)
2013-10-28−7,836→ 3,921 total
Exercise: $25.25Exp: 2020-02-24→ Common Stock (7,836 underlying)
Exercise/Conversion
Stock Options (right to buy)
2013-10-28−7,833→ 3,918 total
Exercise: $26.77Exp: 2020-02-24→ Common Stock (7,833 underlying)
Exercise/Conversion
Stock Options
2013-10-28−10,032→ 10,035 total
Exercise: $26.40Exp: 2021-02-17→ Common Stock (10,032 underlying)
Exercise/Conversion
Stock Options
2013-10-28−10,029→ 10,029 total
Exercise: $36.90Exp: 2021-02-17→ Common Stock (10,029 underlying)
Exercise/Conversion
Common Stock
2013-10-28$25.25/sh+7,836$197,859→ 172,413 total
Exercise/Conversion
Common Stock
2013-10-28$23.99/sh+7,833$187,914→ 180,246 total
Exercise/Conversion
Common Stock
2013-10-28$27.35/sh+7,833$214,233→ 195,912 total
Disposition to Issuer
Common Stock
2013-10-28$49.45/sh−41,279$2,041,247→ 194,752 total
Exercise/Conversion
Common Stock
2013-10-28$28.10/sh+2,439$68,536→ 80,796 total
Exercise/Conversion
Common Stock
2013-10-28$24.58/sh+2,439$59,951→ 83,235 total
Exercise/Conversion
Common Stock
2013-10-28$22.91/sh+2,442$55,946→ 85,677 total
Exercise/Conversion
Common Stock
2013-10-25$23.72/sh+2,442$57,924→ 88,119 total
Exercise/Conversion
Common Stock
2013-10-28$24.77/sh+19,116$473,503→ 145,464 total
Exercise/Conversion
Common Stock
2013-10-28$26.77/sh+7,833$209,689→ 188,079 total
Exercise/Conversion
Common Stock
2013-10-28$26.40/sh+10,032$264,845→ 205,944 total
Sale
Common Stock
2013-10-28$50.32/sh−116,395$5,857,497→ 78,357 total
Exercise/Conversion
Stock Appreciation Rights
2013-10-28−2,442→ 0 total
Exercise: $22.91From: 2012-01-08Exp: 2018-01-08→ Common Stock (2,442 underlying)
Exercise/Conversion
Stock Appreciation Rights
2013-10-28−19,116→ 0 total
Exercise: $24.77From: 2013-03-12Exp: 2019-03-12→ Common Stock (19,116 underlying)
Exercise/Conversion
Stock Options (right to buy)
2013-10-28−7,833→ 3,918 total
Exercise: $27.35Exp: 2020-02-24→ Common Stock (7,833 underlying)
Exercise/Conversion
Stock Options
2013-10-28−10,029→ 10,029 total
Exercise: $36.29Exp: 2021-02-17→ Common Stock (10,029 underlying)
Exercise/Conversion
Stock Appreciation Rights
2013-10-28−2,442→ 0 total
Exercise: $23.72From: 2012-01-08Exp: 2018-01-08→ Common Stock (2,442 underlying)
Exercise/Conversion
Stock Appreciation Rights
2013-10-28−19,113→ 0 total
Exercise: $22.59From: 2013-03-12Exp: 2019-03-12→ Common Stock (19,113 underlying)
Exercise/Conversion
Stock Appreciation Rights
2013-10-28−19,113→ 0 total
Exercise: $26.74From: 2013-03-12Exp: 2019-03-12→ Common Stock (19,113 underlying)
Exercise/Conversion
Stock Options (right to buy)
2013-10-28−7,833→ 3,918 total
Exercise: $23.99Exp: 2020-02-24→ Common Stock (7,833 underlying)
Exercise/Conversion
Stock Options
2013-10-28−10,029→ 10,029 total
Exercise: $38.00Exp: 2021-02-17→ Common Stock (10,029 underlying)
Exercise/Conversion
Common Stock
2013-10-28$22.59/sh+19,113$431,763→ 126,348 total
Exercise/Conversion
Common Stock
2013-10-28$36.29/sh+10,029$363,952→ 215,973 total

Footnotes (5)

[F1]Represents the shares returned to the issuer as part of the exercise of stock appreciation rights.
[F2]The reporting person exercised 71,454 stock options and 86,220 stock appreciation rights, resulting in the receipt of 44,941 shares of common stock.
[F3]Represents the weighted average sale price. The shares were sold at prices ranging from $50.13 to $50.58 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or security holders of the issuer information regarding the number of shares and prices at which the transaction was effected.
[F4]The stock options vest in four equal annual installments of 3,915 shares beginning on February 24, 2011.
[F5]The stock options vest in four equal annual installments of 5,016 shares beginning on February 17, 2012.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

LORILLARD, INC.

CIK 0001424847

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001424847

Filing Metadata

Form type: 4
Filed: Oct 28, 8:00 PM ET
Accepted: Oct 29, 5:13 PM ET
Size: 66.2 KB

View on SEC.gov