LORILLARD, INC. 4

Accession 0001209191-13-049701

CIK 0001424847operating

View on SEC.gov Company Profile

Filed

Oct 28, 8:00 PM ET

Accepted

Oct 29, 5:14 PM ET

Size

67.1 KB

Accession

0001209191-13-049701

Insider Transaction Report

Form 4

Period: 2013-10-25

LORILLARD, INC.LO

Taylor David H.

DirectorExecutive VP and CFO

Transactions

Exercise/Conversion
Common Stock
2013-10-25$27.35/sh+15,666$428,465→ 351,490 total
Exercise/Conversion
Common Stock
2013-10-25$22.59/sh+50,970$1,151,412→ 186,880 total
Exercise/Conversion
Common Stock
2013-10-25$22.91/sh+13,500$309,285→ 71,440 total
Exercise/Conversion
Common Stock
2013-10-25$20.02/sh+50,970$1,020,419→ 135,910 total
Exercise/Conversion
Common Stock
2013-10-25$24.77/sh+50,970$1,262,527→ 237,850 total
Exercise/Conversion
Common Stock
2013-10-25$25.25/sh+15,672$395,718→ 304,492 total
Exercise/Conversion
Common Stock
2013-10-25$26.77/sh+15,666$419,379→ 335,824 total
Exercise/Conversion
Common Stock
2013-10-25$28.10/sh+13,500$379,350→ 44,440 total
Exercise/Conversion
Common Stock
2013-10-25$24.58/sh+13,500$331,830→ 57,940 total
Exercise/Conversion
Common Stock
2013-10-25$23.72/sh+13,500$320,220→ 84,940 total
Exercise/Conversion
Common Stock
2013-10-25$26.74/sh+50,970$1,362,938→ 288,820 total
Exercise/Conversion
Common Stock
2013-10-25$23.99/sh+15,666$375,827→ 320,158 total
Exercise/Conversion
Common Stock
2013-10-25$26.40/sh+13,377$353,153→ 364,867 total
Exercise/Conversion
Common Stock
2013-10-25$36.90/sh+13,371$493,390→ 391,609 total
Disposition to Issuer
Common Stock
2013-10-25$49.51/sh−123,971$6,137,804→ 281,009 total
Exercise/Conversion
Stock Appreciation Rights
2013-10-25−13,500→ 0 total
Exercise: $24.58From: 2012-01-08Exp: 2018-01-08→ Common Stock (13,500 underlying)
Exercise/Conversion
Stock Appreciation Rights
2013-10-25−13,500→ 0 total
Exercise: $23.72From: 2012-01-08Exp: 2018-01-08→ Common Stock (13,500 underlying)
Exercise/Conversion
Stock Options
2013-10-25−13,377→ 13,377 total
Exercise: $26.40Exp: 2021-02-17→ Common Stock (13,377 underlying)
Exercise/Conversion
Stock Options
2013-10-25−13,371→ 13,374 total
Exercise: $36.90Exp: 2021-02-17→ Common Stock (13,371 underlying)
Exercise/Conversion
Stock Options (right to buy)
2013-10-25−15,672→ 5,226 total
Exercise: $25.25Exp: 2020-02-24→ Common Stock (15,672 underlying)
Exercise/Conversion
Stock Options (right to buy)
2013-10-25−15,666→ 5,223 total
Exercise: $23.99Exp: 2020-02-24→ Common Stock (15,666 underlying)
Exercise/Conversion
Common Stock
2013-10-25$36.29/sh+13,371$485,234→ 378,238 total
Exercise/Conversion
Common Stock
2013-10-25$38.00/sh+13,371$508,098→ 404,980 total
Sale
Common Stock
2013-10-25$49.44/sh−250,069$12,362,961→ 30,940 total
Exercise/Conversion
Stock Appreciation Rights
2013-10-25−13,500→ 0 total
Exercise: $28.10From: 2012-01-08Exp: 2018-01-08→ Common Stock (13,500 underlying)
Exercise/Conversion
Stock Appreciation Rights
2013-10-25−50,970→ 0 total
Exercise: $22.59From: 2013-03-12Exp: 2019-03-12→ Common Stock (50,970 underlying)
Exercise/Conversion
Stock Appreciation Rights
2013-10-25−50,970→ 0 total
Exercise: $24.77From: 2013-03-12Exp: 2019-03-12→ Common Stock (50,970 underlying)
Exercise/Conversion
Stock Options (right to buy)
2013-10-25−15,666→ 5,223 total
Exercise: $26.77Exp: 2020-02-24→ Common Stock (15,666 underlying)
Exercise/Conversion
Stock Options (right to buy)
2013-10-25−15,666→ 5,223 total
Exercise: $27.35Exp: 2020-02-24→ Common Stock (15,666 underlying)
Exercise/Conversion
Stock Appreciation Rights
2013-10-25−13,500→ 0 total
Exercise: $22.91From: 2012-01-08Exp: 2018-01-08→ Common Stock (13,500 underlying)
Exercise/Conversion
Stock Appreciation Rights
2013-10-25−50,970→ 0 total
Exercise: $20.02From: 2013-03-12Exp: 2019-03-12→ Common Stock (50,970 underlying)
Exercise/Conversion
Stock Appreciation Rights
2013-10-25−50,970→ 0 total
Exercise: $26.74From: 2013-03-12Exp: 2019-03-12→ Common Stock (50,970 underlying)
Exercise/Conversion
Stock Options
2013-10-25−13,371→ 13,374 total
Exercise: $36.29Exp: 2021-02-17→ Common Stock (13,371 underlying)
Exercise/Conversion
Stock Options
2013-10-25−13,371→ 13,374 total
Exercise: $38.00Exp: 2021-02-17→ Common Stock (13,371 underlying)

Holdings

Common Stock
(indirect: By Trust)
66,356

Footnotes (6)

[F1]Represents the shares returned to the issuer as part of the exercise of stock appreciation rights.
[F2]The reporting person exercised 116,160 stock options and 257,880 stock appreciation rights, resulting in the receipt of 133,909 shares of common stock.
[F3]Represents the weighted average price. The shares were purchased at prices ranging from $49.28 to $49.59 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or security holders of the issuer information regarding the number of shares and prices at which the transaction was affected.
[F4]Shares held in the David Howell Taylor 2011 Revocable Trust, of which the reporting person is the sole trustee and the primary beneficiary.
[F5]The stock options vest in four equal annual installments of 10,445 shares beginning on February 17, 2012.
[F6]The stock options vest in four equal annual installments of 13,500 shares beginning on February 24, 2011.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

LORILLARD, INC.

CIK 0001424847

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001424847

Filing Metadata

Form type: 4
Filed: Oct 28, 8:00 PM ET
Accepted: Oct 29, 5:14 PM ET
Size: 67.1 KB

View on SEC.gov