PRIVATEBANCORP, INC 4
4 · PRIVATEBANCORP, INC · Filed Nov 1, 2013
Insider Transaction Report
Form 4
ROCHE COLLIN E
Director10% Owner
Transactions
- Sale
Common Stock
2013-10-30$24.50/sh−1,703,196$41,728,302→ 3,537,248 total(indirect: Held by Fund IX/A (as defined)) - Sale
Common Stock
2013-10-30$24.50/sh−12,818$314,041→ 26,625 total(indirect: Held by CO INVEST (as defined)) - Sale
Common Stock
2013-10-30$24.50/sh−283,986$6,957,657→ 589,777 total(indirect: Held by Fund IX/B (as defined))
Footnotes (4)
- [F1]The Reporting Person expressly disclaims beneficial ownership of the shares reported in Table I, except to the extent of his pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of such shares.
- [F2]GTCR Fund IX/A, L.P. ("Fund IX/A") is the direct beneficial owner of the shares reported in Table I. GTCR Partners IX, L.P. ("GTCR Partners IX") is the sole general partner of Fund IX/A and GTCR Golder Rauner II, L.L.C. ("GTCR") is the sole general partner of GTCR Partners IX. As such, GTCR Partners IX and GTCR may be deemed to be beneficial owners of the shares reported in Table I. GTCR is managed by its members. The Reporting Person is a member of GTCR and partner of GTCR Partners IX and, as a result, has an indirect pecuniary interest in the shares owned by Fund IX/A to the extent of the Reporting Person's indirect proportionate interest in Fund IX/A.
- [F3]GTCR Fund IX/B, L.P. ("Fund IX/B") is the direct beneficial owner of the shares reported in Table I. GTCR Partners IX is the sole general partner of Fund IX/B and GTCR is the sole general partner of GTCR Partners IX. As such, GTCR Partners IX and GTCR may be deemed to be beneficial owners of the shares reported in Table I. GTCR is managed by its members. The Reporting Person is a member of GTCR and partner of GTCR Partners IX and, as a result, has an indirect pecuniary interest in the shares owned by Fund IX/B to the extent of the Reporting Person's indirect proportionate interest in Fund IX/B.
- [F4]GTCR Co-Invest III, L.P. ("CO INVEST") is the direct beneficial owner of the shares reported in Table I. GTCR is the general partner of CO INVEST. GTCR may be deemed to be the beneficial owner of the shares reported in Table I. GTCR is managed by its members. The Reporting Person is a member of GTCR and, as a result, has an indirect pecuniary interest in the shares by CO INVEST to the extent of the Reporting Person's indirect proportionate interest in CO INVEST.