4//SEC Filing
Castle Brands Inc 4
Accession 0001209191-13-050266
CIK 0001311538operating
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 7:59 AM ET
Size
6.1 KB
Accession
0001209191-13-050266
Insider Transaction Report
Form 4
HALPRYN GLENN L
Director
Transactions
- Award
5% Subordinated Convertible Note due 2018
2013-10-31$200000.00/sh(indirect: Held by IVC Investors, LLLP)Exercise: $0.90From: 2013-10-31Exp: 2018-12-15→ Common Stock (222,222 underlying)
Footnotes (2)
- [F1]Based on the initial principal amount of the 5% Subordinated Convertible Promissory Note (the "Note"). Interest on the Note is payable in cash on a quarterly basis; however, the Note and accrued but unpaid interest thereon are convertible into shares of Common Stock in whole or in part from time to time at the option of the holder.
- [F2]These securities are held by IVC Investors, LLLP, in which the reporting person has an interest. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
Castle Brands Inc
CIK 0001311538
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001311538
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 7:59 AM ET
- Size
- 6.1 KB