MANNKIND CORP 4
4 · MANNKIND CORP · Filed Nov 4, 2013
Insider Transaction Report
Form 4
MANNKIND CORPMNKD
MANN ALFRED E
DirectorChairman & CEOOther
Transactions
- Exercise/Conversion
Common Stock, $.01 Par Value
2013-10-31$2.60/sh+30,000,000$78,000,000→ 89,750,000 total(indirect: By LLC) - Exercise/Conversion
Common Stock Warrants
2013-10-31$0.13/sh−40,000,000$5,000,000→ 0 total(indirect: By LLC)Exercise: $2.60From: 2012-12-21Exp: 2013-12-27→ Common Stock (30,000,000 underlying)
Holdings
- 772,894
Common Stock, $.01 Par Value
- 41,068,142(indirect: By Trust)
Common Stock, $.01 Par Value
- 4,025,979(indirect: Biomed)
Common Stock, $.01 Par Value
- 2,406,027(indirect: Biomed II)
Common Stock, $.01 Par Value
- 10,968(indirect: MannCo)
Common Stock, $.01 Par Value
Footnotes (2)
- [F1]Private purchase between MNKD and The Mann Group, LLC in accordance with the Common Stock and Warrant Purchase Agreement dated 10/18/2012.
- [F2]Each warrant is exercisable for 0.75 shares of common stock.