Home/Filings/4/0001209191-13-050343
4//SEC Filing

MANNKIND CORP 4

Accession 0001209191-13-050343

$MNKDCIK 0000899460operating

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 2:01 PM ET

Size

10.8 KB

Accession

0001209191-13-050343

Insider Transaction Report

Form 4
Period: 2013-10-31
MANN ALFRED E
DirectorChairman & CEOOther
Transactions
  • Exercise/Conversion

    Common Stock, $.01 Par Value

    2013-10-31$2.60/sh+30,000,000$78,000,00089,750,000 total(indirect: By LLC)
  • Exercise/Conversion

    Common Stock Warrants

    2013-10-31$0.13/sh40,000,000$5,000,0000 total(indirect: By LLC)
    Exercise: $2.60From: 2012-12-21Exp: 2013-12-27Common Stock (30,000,000 underlying)
Holdings
  • Common Stock, $.01 Par Value

    772,894
  • Common Stock, $.01 Par Value

    (indirect: By Trust)
    41,068,142
  • Common Stock, $.01 Par Value

    (indirect: Biomed)
    4,025,979
  • Common Stock, $.01 Par Value

    (indirect: Biomed II)
    2,406,027
  • Common Stock, $.01 Par Value

    (indirect: MannCo)
    10,968
Footnotes (2)
  • [F1]Private purchase between MNKD and The Mann Group, LLC in accordance with the Common Stock and Warrant Purchase Agreement dated 10/18/2012.
  • [F2]Each warrant is exercisable for 0.75 shares of common stock.

Issuer

MANNKIND CORP

CIK 0000899460

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000899460

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 2:01 PM ET
Size
10.8 KB