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4//SEC Filing

STERLING BANCORP 4

Accession 0001209191-13-050372

CIK 0001070154operating
View on SEC.govCompany Profile

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 3:33 PM ET

Size

13.5 KB

Accession

0001209191-13-050372

Insider Transaction Report

Form 4
Period: 2013-10-31
STERLING BANCORPSTL
APPLEBAUM HOWARD M
Commercial Finance Executive
Transactions
  • Award

    Common Stock

    2013-10-31+51,195→ 109,165 total
  • Award

    Employee Stock Option (right to buy)

    2013-10-31$14.25/sh+12,625$179,906→ 12,625 total
    Exercise: $14.25From: 2012-03-15Exp: 2017-03-15→ Common Stock (12,625 underlying)
  • Award

    Common Stock

    2013-10-31+57,970→ 57,970 total
  • Award

    Common Stock

    2013-10-31+3,629→ 3,629 total(indirect: By 401(k))
  • Award

    Common Stock

    2013-10-31+4,220→ 4,220 total(indirect: By IRA)
Footnotes (5)
  • [F1]Received in exchange for 45,916 of shares of Sterling Bancorp common stock in connection with the merger of Sterling Bancorp into Provident New York Bancorp (the "Merger"). On the effective date of the Merger, the closing price of Sterling Bancorp's common stock was $14.75 per share, and the closing price of Provident New York Bancorp's common stock was $11.72 per share.
  • [F2]Received in exchange for 3,343 of shares of Sterling Bancorp common stock in connection with the merger of Sterling Bancorp into Provident New York Bancorp (the "Merger"). On the effective date of the Merger, the closing price of Sterling Bancorp's common stock was $14.75 per share, and the closing price of Provident New York Bancorp's common stock was $11.72 per share.
  • [F3]Received in exchange for 2,875 of shares of Sterling Bancorp common stock in connection with the merger of Sterling Bancorp into Provident New York Bancorp (the "Merger"). On the effective date of the Merger, the closing price of Sterling Bancorp's common stock was $14.75 per share, and the closing price of Provident New York Bancorp's common stock was $11.72 per share.
  • [F4]Grant of Restricted Stock units subject to time-based vesting in three equal installments starting on 10/31/2014.
  • [F5]Received in the Merger in exchange for an employee stock option to acquire 10,000 shares of Sterling Bancorp common stock for $17.99 per share.

Documents

1 file

Issuer

STERLING BANCORP

CIK 0001070154

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001070154

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 3:33 PM ET
Size
13.5 KB
View on SEC.gov