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diaDexus, Inc. 4

Accession 0001209191-13-050538

CIK 0001036968operating
View on SEC.govCompany Profile

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 6:46 PM ET

Size

20.3 KB

Accession

0001209191-13-050538

Insider Transaction Report

Form 4
Period: 2013-10-30
diaDexus, Inc.DDXS
BURRILL LIFE SCIENCES CAPITAL FUND LP
10% Owner
Transactions
  • Other

    Common Stock

    2013-10-30+1,098,124→ 1,098,124 total
  • Other

    Common Stock

    2013-10-30−5,519,427→ 0 total
  • Other

    Common Stock

    2013-10-30−239,985→ 0 total
  • Other

    Common Stock

    2013-10-30−5,279,442→ 0 total
  • Other

    Common Stock

    2013-10-30+49,917→ 49,917 total
Burrill Indiana Life Sciences Capital Fund, L.P.
10% Owner
Transactions
  • Other

    Common Stock

    2013-10-30−5,279,442→ 0 total
  • Other

    Common Stock

    2013-10-30−239,985→ 0 total
  • Other

    Common Stock

    2013-10-30+49,917→ 49,917 total
  • Other

    Common Stock

    2013-10-30−5,519,427→ 0 total
  • Other

    Common Stock

    2013-10-30+1,098,124→ 1,098,124 total
Burrill & CO (Life Sciences GP), LLC
10% Owner
Transactions
  • Other

    Common Stock

    2013-10-30−5,519,427→ 0 total
  • Other

    Common Stock

    2013-10-30−239,985→ 0 total
  • Other

    Common Stock

    2013-10-30+1,098,124→ 1,098,124 total
  • Other

    Common Stock

    2013-10-30+49,917→ 49,917 total
  • Other

    Common Stock

    2013-10-30−5,279,442→ 0 total
BURRILL & CO LLC
10% Owner
Transactions
  • Other

    Common Stock

    2013-10-30+1,098,124→ 1,098,124 total
  • Other

    Common Stock

    2013-10-30+49,917→ 49,917 total
  • Other

    Common Stock

    2013-10-30−5,519,427→ 0 total
  • Other

    Common Stock

    2013-10-30−239,985→ 0 total
  • Other

    Common Stock

    2013-10-30−5,279,442→ 0 total
BURRILL STEVEN
10% Owner
Transactions
  • Other

    Common Stock

    2013-10-30+49,917→ 49,917 total
  • Other

    Common Stock

    2013-10-30−5,519,427→ 0 total
  • Other

    Common Stock

    2013-10-30−5,279,442→ 0 total
  • Other

    Common Stock

    2013-10-30−239,985→ 0 total
  • Other

    Common Stock

    2013-10-30+1,098,124→ 1,098,124 total
Burrill & CO (Indiana GP), LLC
10% Owner
Transactions
  • Other

    Common Stock

    2013-10-30−5,279,442→ 0 total
  • Other

    Common Stock

    2013-10-30−239,985→ 0 total
  • Other

    Common Stock

    2013-10-30+49,917→ 49,917 total
  • Other

    Common Stock

    2013-10-30−5,519,427→ 0 total
  • Other

    Common Stock

    2013-10-30+1,098,124→ 1,098,124 total
Footnotes (8)
  • [F1]Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Burrill Life Sciences Capital Fund, L.P. and Burrill Indiana Life Sciences Capital Fund, L.P. to their respective general and limited partners without consideration.
  • [F2]The securities ("Securities") constitute the common stock of diaDexus, Inc. (the "Company") directly held by Burrill Life Sciences Capital Fund, L.P., a Delaware limited partnership ("BLSCF"), and by Burrill Indiana Life Sciences Capital Fund, L.P., a Delaware limited partnership ("BILSCF") in the amounts set forth in footnote 3. BLSCF and BILSCF operate together as if they are a single fund. All Securities listed in this Form 4 also represent shares indirectly held by BLSGP, BIGP, Burrill and BLLC, as each are defined below.
  • [F3]Burrill & Company (Life Sciences GP), LLC ("BLSGP") and Burrill & Company (Indiana GP), LLC ("BIGP") are the general partners of BLSCF and BILSCF, respectively. G. Steven Burrill ("Burrill") controls Burrill & Company LLC ("BCLLC"), which controls BLSGP and BIGP; thus Burrill ultimately holds the power to vote and dispose of the equity interests of both BLSGP and BIGP. BLSCF, BILSCF, BLSGP, BIGP, BCLLC, and Burrill (the "Reporting Persons") are deemed to be a "group" for the purpose of Section 13(d) under the Securities Exchange Act of 1934. Each Reporting Person disclaims beneficial ownership of the Securities, except to the extent of its pecuniary interest therein.
  • [F4]Represent 5,279,442 shares directly held by BLSCF, 239,985 shares directly held by BILSCF, and 5,519,427 shares indirectly held by BLSGP, BIGP, Burrill and BLLC.
  • [F5]Shares directly held by BLSCF.
  • [F6]Shares directly held by BILSCF.
  • [F7]Shares distributed to BLSGP in connection with the distribution described in footnote 1.
  • [F8]Shares distributed to BIGP in connection with the distribution described in footnote 1.

Documents

1 file

Issuer

diaDexus, Inc.

CIK 0001036968

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001036968

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 6:46 PM ET
Size
20.3 KB
View on SEC.gov