4//SEC Filing
ADVANCED ENERGY INDUSTRIES INC 4
Accession 0001209191-13-050773
$AEISCIK 0000927003operating
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 4:47 PM ET
Size
5.7 KB
Accession
0001209191-13-050773
Insider Transaction Report
Form 4
BECK RICHARD P
Director
Transactions
- Sale
Common Stock
2013-11-01$20.48/sh−2,500$51,210→ 33,232 total
Footnotes (3)
- [F1]Shares sold in accordance with 10b5-1 trading plan.
- [F2]The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from 20.27 to 21.00. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]Mr. Beck has been granted a total of 60,000 RSUs in eight grants: (A) 2,000 RSUs granted on May 24, 2006; (B) 16,000 RSUs granted on May 2, 2007; (C) 6,000 RSUs granted on May 7, 2008; (D) 6,000 RSUs granted on May 6, 2009; (E) 6,000 RSUs granted on May 4, 2010. These grants vest annually in four equal installments beginning one year from grant date. (F) 8,000 RSUs granted on May 4, 2011; (G) 8,000 RSUs granted on May 2, 2012; (H) 8,000 RSUs granted on May 1, 2013 all (E-H) vested 100% on the first anniversary of the grant date. As of this filing, 50,500 restricted stock units vested. 23,732 of these shares are held in street name.
Documents
Issuer
ADVANCED ENERGY INDUSTRIES INC
CIK 0000927003
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000927003
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 4:47 PM ET
- Size
- 5.7 KB