INTERCONTINENTALEXCHANGE INC 4
4 · INTERCONTINENTALEXCHANGE INC · Filed Nov 13, 2013
Insider Transaction Report
Form 4
McCarthy Callum
Director
Transactions
- Disposition to Issuer
Common Stock
2013-11-13−6,003→ 0 total
Footnotes (2)
- [F1]As of the effective time (the "Effective Time") of the transactions contemplated by the Amended and Restated Agreement and Plan of Merger dated as of March 19, 2013, by and among IntercontinentalExchange, Inc. ("ICE"), IntercontinentalExchange Group, Inc. ("ICE Group"), NYSE Euronext, Braves Merger Sub, Inc., and NYSE Euronext Holdings LLC (formerly known as Baseball Merger Sub, LLC) (the "Merger Agreement"), each share of common stock of ICE, each deferred compensation obligation of ICE and each restricted stock unit of ICE held by the reporting person was converted into one share of common stock of ICE Group, one substantially equivalent deferred compensation obligation of ICE Group or one substantially equivalent restricted stock unit of ICE Group, respectively. (This footnote is continued on footnote 2).
- [F2]The common stock number referred in Table I is an aggregate number and represents 3,792 shares of common stock of ICE, 1,081 deferred compensation obligation of ICE and 1,130 restricted stock units of ICE. The restricted stock units vest on the one-year anniversary of the grant date, which is February 28, 2014.