4//SEC Filing
INTERCONTINENTALEXCHANGE INC 4
Accession 0001209191-13-051999
CIK 0001174746operating
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 6:14 PM ET
Size
18.2 KB
Accession
0001209191-13-051999
Insider Transaction Report
Form 4
Short Johnathan H
Sr VP, Gen. Coun. & Corp. Sec.
Transactions
- Disposition to Issuer
Employee Stock Option (right to buy)
2013-11-13−4,230→ 0 totalExercise: $189.43Exp: 2017-12-28→ Common Stock (4,230 underlying) - Disposition to Issuer
Common Stock
2013-11-13−11,556→ 0 total - Disposition to Issuer
Employee Stock Option (right to buy)
2013-11-13−5,412→ 0 totalExercise: $112.48Exp: 2021-01-11→ Common Stock (5,412 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2013-11-13−8,135→ 0 totalExercise: $129.36Exp: 2023-01-11→ Common Stock (8,135 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2013-11-13−5,632→ 0 totalExercise: $106.00Exp: 2019-12-10→ Common Stock (5,632 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2013-11-13−5,767→ 0 totalExercise: $112.15Exp: 2022-01-17→ Common Stock (5,767 underlying)
Footnotes (7)
- [F1]As of the effective time (the "Effective Time") of the transactions contemplated by the Amended and Restated Agreement and Plan of Merger dated as of March 19, 2013, by and among IntercontinentalExchange, Inc.("ICE"), IntercontinentalExchange Group, Inc.("ICE Group"), NYSE Euronext, Braves Merger Sub, Inc., and NYSE Euronext Holdings LLC (formerly known as Baseball Merger Sub, LLC) (the "Merger Agreement"), each share of common stock of ICE and each performance based restricted stock unit of ICE held by the reporting person was converted into one share of common stock of ICE Group or one substantially equivalent performance based restricted stock unit of ICE Group, respectively. (This footnote is continued onto footnote 2).
- [F2]The common stock number referred to in Table I is an aggregate number and represents 4,441 shares of common stock of ICE and 7,115 unvested performance based restricted stock units of ICE, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year on the anniversary of the respective grant dates.
- [F3]As of the Effective Time, each ICE employee stock option was converted into an ICE Group employee stock option on the same terms and conditions (including vesting schedule and per share exercise price) as applied to such ICE stock option immediately prior to the Effective Time.
- [F4]These options are fully vested.
- [F5]33.33% of the options vested on January 11, 2012, the first anniversary date of grant, and the remaining 66.67% of the options vested or will vest in equal monthly installments between February 11, 2012 and January 11, 2014.
- [F6]33.33% of the options vested on January 17, 2013, the first anniversary date of grant, and the remaining 66.67% of the options either have vested or will vest in equal monthly installments between February 17, 2013 and January 17, 2015.
- [F7]33.33% of the options vest on January 11, 2014, the first anniversary date of grant, and the remaining 66.67% of the options vest in equal monthly installments between February 11, 2014 and January 11, 2016.
Documents
Issuer
INTERCONTINENTALEXCHANGE INC
CIK 0001174746
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001174746
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 6:14 PM ET
- Size
- 18.2 KB