4//SEC Filing
Regional Management Corp. 4
Accession 0001209191-13-053219
$RMCIK 0001519401operating
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 7:27 PM ET
Size
11.9 KB
Accession
0001209191-13-053219
Insider Transaction Report
Form 4
Parallel 2005 Equity Partners, LLC
Director10% Owner
Transactions
- Award
Common Stock, par value $0.10 per share
2013-10-28+5,382→ 654,232 total(indirect: See footnote)
Parallel 2005 Equity Partners, LP
Director10% Owner
Transactions
- Award
Common Stock, par value $0.10 per share
2013-10-28+5,382→ 654,232 total(indirect: See footnote)
Parallel 2005 Equity Fund LP
Director10% Owner
Transactions
- Award
Common Stock, par value $0.10 per share
2013-10-28+5,382→ 654,232 total(indirect: See footnote)
FLETCHER FRANK BARRON III
Director10% Owner
Transactions
- Award
Common Stock, par value $0.10 per share
2013-10-28+5,382→ 654,232 total(indirect: See footnote)
Footnotes (3)
- [F1]Represents a grant of 2,691 shares of common stock of Regional Management Corporation (the "Issuer") to each of Richard T. Dell'Aquila and Jared L. Johnson, who are designees of Parallel 2005 Equity Fund, LP serving on the Issuer's board of directors, as a component of their annual director compensation for their service on the Issuer's board of directors. Pursuant to arrangements between Parallel 2005 Equity Fund, LP and each of Mr. Johnson, and Mr. Dell'Aquila, Messrs. Johnson and Dell'Aquila are not permitted to retain equity awards granted by the Issuer to each of Messrs. Johnson and Dell'Aquila, and each of Messrs. Johnson and Dell'Aquila is required to hold such securities for the benefit of Parallel 2005 Equity Fund, LP.
- [F2]Includes 648,850 shares of common stock of the Issuer held directly by Parallel 2005 Equity Fund, LP.
- [F3]Shares of common stock of the Issuer are held by Parallel 2005 Equity Fund, LP and by each of Richard T. Dell'Aquila and Jared L. Johnson as nominee holders on behalf of Parallel 2005 Equity Fund, LP. The general partner of Parallel 2005 Equity Fund, LP is Parallel 2005 Equity Partners, LP. The general partner of Parallel 2005 Equity Partners, LP is Parallel 2005 Equity Partners, LLC. F. Barron Fletcher, III is the managing member of Parallel 2005 Equity Partners, LLC.
Documents
Issuer
Regional Management Corp.
CIK 0001519401
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001519401
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 7:27 PM ET
- Size
- 11.9 KB