4//SEC Filing
Regional Management Corp. 4
Accession 0001209191-13-053220
$RMCIK 0001519401operating
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 7:29 PM ET
Size
10.3 KB
Accession
0001209191-13-053220
Insider Transaction Report
Form 4
Palladium Equity Partners III L P
Director10% Owner
Transactions
- Award
Common Stock, par value $0.10 per share
2013-10-28+5,382→ 1,144,622 total(indirect: See footnote)
Rodriguez Marcos A
Director10% Owner
Transactions
- Award
Common Stock, par value $0.10 per share
2013-10-28+5,382→ 1,144,622 total(indirect: See footnote)
Palladium Equity Partners III, L.L.C.
Director10% Owner
Transactions
- Award
Common Stock, par value $0.10 per share
2013-10-28+5,382→ 1,144,622 total(indirect: See footnote)
Footnotes (3)
- [F1]Represents a grant of 2,691 shares of common stock of Regional Management Corporation (the "Issuer") to each of David Perez and Erik A. Scott, who are designees of Palladium Equity Partners III, L.P serving on the Issuer's board of directors, as a component of their annual director compensation for their service on the Issuer's board of directors. Pursuant to arrangements between Palladium Equity Partners III, L.P and each of Mr. Perez and Mr. Scott, Messrs. Perez and Scott are not permitted to retain equity awards granted by the Issuer to each of Messrs. Perez and Scott, and each of Messrs. Perez and Scott is required to hold such securities for the benefit of Palladium Equity Partners III, L.P.
- [F2]Includes 1,139,240 shares of common stock of the Issuer held directly by Palladium Equity Partners III, L.P.
- [F3]Shares of common stock of the Issuer are held by Palladium Equity Partners III, L.P and by each of David Perez and Erik A. Scott as nominee holders on behalf of Palladium Equity Partners III, L.P. The general partner of Palladium Equity Partners III, L.P. is Palladium Equity Partners III, L.L.C. Marcos A. Rodriguez is the managing member of Palladium Equity Partners III, L.L.C.
Documents
Issuer
Regional Management Corp.
CIK 0001519401
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001519401
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 7:29 PM ET
- Size
- 10.3 KB